Global Regulatory Compliance Specialist

Job Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...

Company OverviewWe are a global asset management firm with 30-40 offices worldwide. Our team is dedicated to providing top-notch services to our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for reviewing and approving financial...

Job Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...

About UsCompliance Professionals is a world-leading specialist broker based in the City. We are looking for a highly experienced Global Regulatory Affairs Director to join our team.As a key member of our compliance department, you will be responsible for managing global regulatory relationships, providing advisory coverage of all business desks globally, and...

Key Responsibilities: As the Global Head of Compliance, your key responsibilities will include managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally. You will also be responsible for oversight of global regulatory developments, financial crime risk, and compliance monitoring programmes.About the Role:...

About the Role:The Global Head of Compliance will be responsible for managing global regulatory relationships and advisory coverage of all business desks globally.Oversight of global regulatory developments, driving their implementation, and ensuring compliance with financial crime risk are key aspects of this role.A strong understanding of FCA rules &...

Job Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...

About Us:We are a world-leading specialist broker, providing expert advice and support to clients across various sectors. Our team is dedicated to delivering exceptional service and building long-term relationships with our clients.Job Description:The Global Head of Compliance will play a critical role in leading our compliance function, ensuring we meet...

AJ FOX COMPLIANCE is seeking a talented Regulatory Compliance Specialist to join our team in London. This is a hybrid role that offers the opportunity to work with a small team of compliance professionals. As a Regulatory Compliance Specialist, you will be responsible for drafting, monitoring, and advising on compliance policies and procedures. You will also...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

Job DescriptionOur client, a world-leading specialist broker based in the City, is seeking a Global Head of Compliance to join their team. As a key member of the organization, you will play a vital role in ensuring the company's global operations remain compliant with regulatory requirements.About the CompanyOur client is a world-leading specialist broker...

Job DescriptionThe Global Head of Compliance will be responsible for managing global regulatory relationships, providing advisory coverage of all business desks globally, and overseeing global regulatory developments and their implementation. Additionally, they will be responsible for oversight of Financial Crime risk globally, the global Compliance...

We are seeking a Global Governance Specialist to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global governance strategy.About the RoleThis is a senior leadership position that requires demonstrated broking/prime broking experience. You will...

Job Title: Global Regulatory Affairs ManagerWe are seeking an experienced Global Regulatory Affairs Manager to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global regulatory efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance...

Job Overview We are seeking a skilled Global Compliance Lead to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks globally, and overseeing the implementation of global regulatory developments.Key...

Job SummaryWe are seeking an experienced Compliance professional to join our team as Global Head of Compliance. This role offers a unique opportunity to lead our global Compliance function and shape our regulatory approach.**Key Responsibilities**Lead the development and implementation of our global Compliance strategy.Manage global regulatory relationships,...

Compliance Leadership RoleWe are looking for an exceptional professional to lead our global compliance efforts.The ideal candidate will have a proven track record of managing complex regulatory relationships worldwide and demonstrating expertise in broking/prime broking.This role is responsible for overseeing global regulatory developments, ensuring...

Job Title: Global Regulatory ManagerEstimated Salary: £90,000 - £110,000 per annumAbout the CompanyOur client is a world-leading specialist broker based in the City, looking for a Global Regulatory Manager to join their team.The successful candidate will have experience in broking or prime broking, with a strong understanding of FCA rules and regulations....

Key ResponsibilitiesOversight of global regulatory relationships and compliance monitoring programmes.Advisory coverage of all business desks globally.Implementation of global regulatory developments and risk management strategies.The successful candidate will possess excellent communication and leadership skills, with the ability to work effectively in a...

Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...