Head of Global Regulatory Affairs
4 days ago
We are looking for an exceptional professional to lead our global compliance efforts.
The ideal candidate will have a proven track record of managing complex regulatory relationships worldwide and demonstrating expertise in broking/prime broking.
This role is responsible for overseeing global regulatory developments, ensuring compliance with financial crime risk requirements, and providing advisory coverage of all business desks globally.
Main Responsibilities:- Providing advisory coverage of all business desks globally, working closely with local Compliance Officers.
- Oversight of global regulatory developments and driving their implementation.
- Oversight of Financial Crime risk globally.
- Oversight of the global Compliance Monitoring Programme.
- Oversight of Compliance training globally.
- Ensuring Regulatory and Exchange queries, audits, and investigations are completed appropriately.
- Approval of new business initiatives.
- Assessing regulatory developments and leading implementation as required.
- Oversight and submission (where applicable) of global regulatory returns.
- Ownership of the overarching Compliance Risk Framework.
Required Skills and Qualifications:
- Demonstrated experience in broking/prime broking.
- Strong management and leadership skills.
- Ability to build and maintain complex regulatory relationships worldwide.
- Excellent communication and advisory skills.
- Strong analytical and problem-solving skills.
- Ability to assess and implement regulatory changes.
Estimated Salary: $120,000 - $180,000 per annum.
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