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Compliance Expert

2 months ago

London, Greater London, United Kingdom Compliance Recruitment Solutions Full time
Compliance Consultant Role

We are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will be responsible for providing strategic compliance advice to our clients, including Asset Managers, Private Wealth Managers & Private Equity Boutiques.

Key Responsibilities:
  • Act as the primary compliance resource for a number of retained client relationships.
  • Provide strategic compliance advice, anticipating the regulatory compliance needs of clients.
  • Provide resolutions for complex regulatory questions and issues.
  • Set up compliance infrastructure for clients.
  • Undertake compliance projects, monitoring reviews, and drafting compliance monitoring reports.
  • Understand and update clients on regulatory change and how it impacts their business.
  • Build and develop client relationships.

The ideal candidate will have at least 5 years of compliance experience gained with another compliance consultancy/law firm, an in-house Compliance team in a buy-side firm (including asset management, hedge funds, private equity or real estate) or the regulator.

This is an exceptional opportunity to join a highly regarded growing Compliance Consultancy in a role where you will work autonomously and under your own direction. You will be able to set your own hours with a balance of working in the office and from home (subject to attending client premises when needed, mainly in the Central London area).

Please note, our client has highlighted that this role (unlike other senior consulting roles) does not have sales targets although BD is encouraged; they have a separate Sales & Marketing team so there is no expectation or targets to win new business.

Compliance Recruitment Solutions Limited (CRS) & Symes Collins Limited are acting as an employment agency in relation to this role.