Compliance Consultant

4 weeks ago

London, Greater London, United Kingdom Compliance Recruitment Solutions Full time
Compliance Consultant - PWM/Advisor/Buy Side Expert

We are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will be responsible for providing compliance advice and support to our clients in the PWM/Advisor/Arranger sector.

Key Responsibilities:
  • Supervise and mentor junior members of the AR Platform team
  • Provide compliance advice and anticipate regulatory compliance needs of clients
  • Set up compliance infrastructure for clients
  • Implement regulatory change and improvement initiatives, including policy frameworks
  • Provide technical opinions and respond to ad-hoc and routine regulatory queries
  • Undertake compliance projects, monitor reviews, and draft compliance monitoring reports and presentations
  • Assist in reviewing Financial Promotions
  • Assist in developing client relationships
Requirements:

To be successful in this role, you will have at least 4 years of compliance experience gained in a compliance consultancy, law firm, in-house Compliance team in a buy side firm, or a regulator covering such. A detailed knowledge of FCA regulations is required, as are good interpersonal skills and the ability to liaise with client staff at all levels.

This is an exceptional opportunity to join a highly regarded growing Compliance Consultancy in a role where you will work autonomously but as part of a collegiate and extremely technically competent team. Promotional opportunities are extensive for those who regularly bring their A game and want to develop and grow their compliance knowledge and career.

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