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Senior Compliance Consultant

2 months ago


London, Greater London, United Kingdom Compliance Recruitment Solutions Full time
Senior Compliance Consultant - Asset Management Expertise Required

We are seeking an experienced Senior Compliance Consultant to join our team, specializing in Asset Management. As a key member of our compliance team, you will be responsible for providing strategic compliance advice to our clients, including Asset Managers, Private Wealth Managers, and Private Equity Boutiques.

Key Responsibilities:

  • Act as the primary compliance resource for a portfolio of clients, providing strategic compliance advice and anticipating regulatory compliance needs.
  • Provide resolutions for complex regulatory questions and issues, ensuring compliance with relevant regulations and laws.
  • Set up compliance infrastructure for clients, including monitoring reviews and drafting compliance monitoring reports.
  • Understand and update clients on regulatory change and its impact on their business.
  • Build and develop client relationships, fostering strong partnerships with our clients.

Requirements:

  • At least 5 years of compliance experience gained with a compliance consultancy, law firm, in-house Compliance team, or the regulator.
  • Strong understanding of regulatory requirements and compliance frameworks in Asset Management.
  • Excellent communication and interpersonal skills, with the ability to build strong relationships with clients and colleagues.

About Us:

We are a highly regarded Compliance Consultancy, dedicated to providing exceptional compliance services to our clients. As a Senior Compliance Consultant, you will have the opportunity to work autonomously and under your own direction, with a balance of working in the office and from home.

What We Offer:

  • A competitive salary and bonus structure.
  • A comprehensive benefits package, including hybrid working arrangements.
  • The opportunity to work with a highly regarded Compliance Consultancy, with a strong reputation in the industry.

How to Apply:

If you are a motivated and experienced compliance professional, looking for a new challenge, please submit your application, including your contact details and a brief summary of your experience and qualifications.