Regulatory Risk Specialist
1 month ago
Paritas Recruitment is seeking a highly skilled Regulatory Risk Specialist to join our client's expanding team in London.
In this role, you will be responsible for identifying and mitigating risks related to market data, ensuring the firm remains compliant with emerging regulations in market data and data governance.
- Earn an estimated salary of £100,000 - £160,000 per annum as a specialist in regulatory risk management.
This role requires strong analytical skills to analyze regulatory trends and identify areas for improvement, collaborate with legal, compliance, and trading teams, and develop strategies to mitigate regulatory risks.
About the Role:
- Strong understanding of market data regulations and data governance frameworks.
- Previous experience within a hedge fund or financial institution, preferably in a compliance or data governance role.
- Excellent knowledge of regulatory impacts on market data, including MiFID II, GDPR, and MAR.
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit & Risk Recruitment is seeking a skilled Regulatory Compliance Specialist to join a growing team at a London-based insurances company. This role will suit someone with 2-4 years of experience in risk, compliance, control, or audit functions and 1+ years of experience in regulatory compliance.The ideal candidate will have expertise in compliance...
-
Technical Regulatory Specialist
1 week ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeVixio Regulatory Intelligence Job Description**About Us**Vixio Regulatory Intelligence is the leading provider of regulatory intelligence. Our trusted insights and analysis give our clients a true picture of what's happening in an ever-changing landscape. We combine world-class content with advanced technology to help our clients make informed strategic...
-
Regulatory Risk Specialist
2 weeks ago
London, Greater London, United Kingdom Barclay Simpson Full timeAbout the RoleThis is an exciting opportunity for a Regulatory Risk Specialist to provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations.You will be responsible for identifying and managing regulatory risks, escalating as needed, and supporting fair treatment and positive client outcomes.
-
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeLeveraging your skills in risk management and regulatory affairs, we're looking for an expert to join our team in London. With circa 2-4 years' experience in a Risk, Compliance, Control or Audit function, you'll be well-equipped to handle the demands of this role.This senior-level position requires a deep understanding of compliance policies, risk...
-
Regulatory Risk Specialist
1 month ago
London, Greater London, United Kingdom Equifax, Inc. Full timeAbout the RoleWe are seeking a highly skilled Regulatory Risk Specialist to join our UK Privacy, Risk and Compliance team. As a Senior Compliance Monitoring Manager, you will play a key role in ensuring that Equifax operates in accordance with regulatory requirements and industry standards.Your primary responsibility will be to provide expert regulatory...
-
Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom LexisNexis Risk Solutions Full timeAbout LexisNexis Risk SolutionsWe are a data and analytics company with 10,500 colleagues serving customers in more than 150 countries. Our solutions help customers increase productivity, improve decision-making and outcomes, and be more successful.The Regulatory Compliance Specialist will play a key role in developing and maintaining the Regulatory...
-
Regulatory Risk Management Specialist
1 week ago
London, Greater London, United Kingdom Red Snapper Recruitment | Public Safety Full timeAbout the RoleWe are seeking a highly skilled Regulatory Risk Management Specialist to join our team at Red Snapper Recruitment | Public Safety. As a Regulatory Risk Management Specialist, you will play a critical role in supporting our clients in regulatory compliance and risk management.Job DescriptionThe successful candidate will have extensive experience...
-
Regulatory Risk Specialist
2 weeks ago
London, Greater London, United Kingdom Goldman Sachs Full timeAbout the RoleWe are seeking a highly skilled Regulatory Risk Specialist to join our team at Goldman Sachs. As a key member of our Compliance Testing Group, you will play a critical role in identifying and mitigating regulatory risks across various firm businesses and divisions.Job ResponsibilitiesPropose methods of testing and execute plans discussed with a...
-
Regulatory Risk Management Specialist
1 month ago
London, Greater London, United Kingdom Investec Full timeInvestec, a leading Specialist Bank, seeks a highly skilled Regulatory Risk Management Specialist to support the Private Client team in delivering strategic business objectives and commercial goals.Job Description:Support the build-out and maturity of our approach to regulatory risk management and delivery of good client outcomes in the first line.Drive a...
-
Compliance Specialist
5 days ago
London, Greater London, United Kingdom Investec Full timePursue a career with Investec, a Specialist Bank serving clients in the UK and South Africa.Job descriptionThis Regulatory Risk Manager role is responsible for supporting our Private Client team in achieving their strategic objectives.The successful candidate will work closely with the 2nd line compliance and risk teams to provide a clear line of sight of...
-
Regulatory Risk Specialist
2 days ago
London, Greater London, United Kingdom Goldman Sachs Full timeOur ImpactThe Compliance Advisory team at Goldman Sachs is responsible for providing regulatory guidance to the Alternative Investments Platform. As a Regulatory Risk Specialist, you will work closely with business partners and Legal and Compliance colleagues to ensure compliance with regulatory requirements.Responsibilities include:Supporting day-to-day...
-
IT Risk Management Specialist
1 week ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeWe are delighted to announce an exciting opportunity for a skilled IT Risk Management Specialist to join our team at Audit & Risk Recruitment. This role is part of a larger project to build an Audit, Risk and Compliance function for a leading FMCG brand in Scotland.The IT Risk & Controls Manager will oversee the identification, assessment, and mitigation of...
-
Regulatory Risk Management Specialist
2 weeks ago
London, Greater London, United Kingdom Investec Full timeInvestec, a leading Specialist Bank in the UK and South Africa, is seeking an experienced Regulatory Risk Management Specialist to support the delivery of strategic business objectives and commercial goals of the Private Client team.About the RoleThe successful candidate will drive a culture of compliance, conduct risk management, and good client outcomes...
-
Accountant Risk and Regulatory Specialist
2 weeks ago
London, Greater London, United Kingdom Mastercard, Inc. Full timeAbout the RoleWe are looking for an experienced Accountant Risk and Regulatory Specialist to join our team at Mastercard, Inc.The successful candidate will have a strong background in accounting, risk management, and regulatory compliance. They will be responsible for reviewing and classifying Mastercard products and fees, ensuring accurate reporting, and...
-
Risk and Compliance Professional
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAbout the RoleThe Audit and Control Specialist will be responsible for overseeing the identification, assessment, and mitigation of IT-related risks within the organisation. This includes developing and implementing IT risk management and control frameworks, ensuring robust internal controls, and maintaining compliance with regulatory requirements.The ideal...
-
Regulatory Risk Oversight Specialist
5 days ago
London, Greater London, United Kingdom eToro (Europe) Ltd. Full timeJob OvervieweToro Money, a part of the eToro Group, is seeking a skilled regulatory risk oversight specialist to provide strategic guidance on compliance and risk management for our FCA authorised and regulated entity, eToro Money UK.
-
Compliance and Regulatory Risk Specialist
5 days ago
London, Greater London, United Kingdom Kroo Bank Ltd Full timeWe are seeking a highly skilled Compliance and Regulatory Risk Specialist to join our team at Kroo Bank Ltd. As a key member of our Compliance Department, you will play a crucial role in ensuring that our business practices meet regulatory obligations and minimize risk.About the RoleThe successful candidate will have demonstrable experience in delivering...
-
Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Hawksmoor Investment Management Full timeAbout the RoleWe are looking for a skilled Compliance Specialist to join our team, responsible for ensuring regulatory excellence and overseeing the Enterprise Risk Management framework.The ideal candidate will have extensive experience in risk, compliance, and governance within regulated wealth management or retail financial services, with strong knowledge...
-
Risk Management Specialist
7 days ago
London, Greater London, United Kingdom LexisNexis Risk Solutions Full timeJob OverviewWe are seeking an experienced Risk Management Specialist to join our team at LexisNexis Risk Solutions. As a Risk Management Specialist, you will be responsible for managing risk across multiple projects and providing strategic guidance to project managers.Responsibilities:Identifying and mitigating risks associated with project...
-
Regulatory Risk Specialist
2 days ago
London, Greater London, United Kingdom Bruin Financial Full timeJob DescriptionAs a Senior Regulatory Risk Analyst, you will play a crucial role in ensuring the accuracy and transparency of regulatory returns for our client, a leading international bank.The successful candidate will have hands-on experience with regulatory reporting, including liquidity, capital, and statistical reporting. They must be able to develop...