Regulatory Risk Specialist
10 hours ago
We are seeking a highly skilled Regulatory Risk Specialist to join our team at Goldman Sachs. As a key member of our Compliance Testing Group, you will play a critical role in identifying and mitigating regulatory risks across various firm businesses and divisions.
Job Responsibilities- Propose methods of testing and execute plans discussed with a team leader to ensure effective compliance risk management
- Gather data, perform analyses, and document results to identify potential compliance risks
- Work closely with Compliance and business management to implement action plans to mitigate and address compliance risks
- Meet tight deadlines and multi-task on several reviews with different individuals simultaneously
- Bachelor's Degree in a relevant field
- Excellent written English skills, with ability to describe complex issues clearly and concisely
- Strong analytical and time management skills
- Fluency in English and knowledge of Microsoft Word and Excel
The estimated salary for this role is $120,000 - $180,000 per year, depending on experience. We offer a comprehensive benefits package, including health insurance, retirement savings plan, and paid time off.
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Regulatory Affairs Strategist
4 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
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Regulatory Risk Specialist
4 weeks ago
London, Greater London, United Kingdom Paritas Recruitment Full timeRegulatory Risk SpecialistParitas Recruitment is seeking a highly skilled Regulatory Risk Specialist to join our client's expanding team in London.In this role, you will be responsible for identifying and mitigating risks related to market data, ensuring the firm remains compliant with emerging regulations in market data and data governance.Earn an estimated...
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Regulatory Risk Specialist
2 days ago
London, Greater London, United Kingdom Barclay Simpson Full timeAbout the RoleThis is an exciting opportunity for a Regulatory Risk Specialist to provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations.You will be responsible for identifying and managing regulatory risks, escalating as needed, and supporting fair treatment and positive client outcomes.
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Regulatory Risk Specialist
4 weeks ago
London, Greater London, United Kingdom Equifax, Inc. Full timeAbout the RoleWe are seeking a highly skilled Regulatory Risk Specialist to join our UK Privacy, Risk and Compliance team. As a Senior Compliance Monitoring Manager, you will play a key role in ensuring that Equifax operates in accordance with regulatory requirements and industry standards.Your primary responsibility will be to provide expert regulatory...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom LexisNexis Risk Solutions Full timeAbout LexisNexis Risk SolutionsWe are a data and analytics company with 10,500 colleagues serving customers in more than 150 countries. Our solutions help customers increase productivity, improve decision-making and outcomes, and be more successful.The Regulatory Compliance Specialist will play a key role in developing and maintaining the Regulatory...
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Regulatory Risk Management Specialist
4 weeks ago
London, Greater London, United Kingdom Investec Full timeInvestec, a leading Specialist Bank, seeks a highly skilled Regulatory Risk Management Specialist to support the Private Client team in delivering strategic business objectives and commercial goals.Job Description:Support the build-out and maturity of our approach to regulatory risk management and delivery of good client outcomes in the first line.Drive a...
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Regulatory Medical Specialist
4 weeks ago
London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timeCompany OverviewThe Medicines and Healthcare Products Regulatory Agency is a leading organization in the field of medical regulation, working to protect public health through the effective regulation of medicines and medical devices.About the RoleWe are currently seeking a Regulatory Medical Specialist to join our team within the Safety and Surveillance...
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Regulatory Risk Management Specialist
4 weeks ago
London, Greater London, United Kingdom TikTok Full timeTikTok, a pioneering digital company, is looking for a Regulatory Risk Management Specialist to join its Trust and Safety team. In this critical role, you will oversee ongoing obligations, maintain issue logs, and conduct gap analyses to ensure compliance with regulatory requirements.You will work closely with cross-functional teams to identify and mitigate...
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Regulatory Risk Management Specialist
1 month ago
London, Greater London, United Kingdom Acin Limited Full timeRegulatory Risk Management SpecialistAbout UsAcin Limited is a fast-growing fintech company that helps banks objectively manage their risk control landscape. Our automated and scalable regulatory mapping solution connects a bank's risk control data across their firm and industry, resulting in cost savings and efficiency gains.The RoleYou will provide...
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Regulatory Risk Management Specialist
4 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob OverviewAJ Fox Compliance is seeking a highly skilled Regulatory Risk Management Specialist to join our proactive team.We are an innovative, forward-thinking law firm dedicated to delivering exceptional risk management services. As a key member of our team, you will play a crucial role in ensuring compliance with relevant legal, regulatory, and...
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Risk and Regulatory Framework Specialist
4 weeks ago
London, Greater London, United Kingdom Hurst Point Group Full timeHurts Point Group is a leading specialist investment and fund management business, managing private client portfolios, trust and charity assets, as well as multi-asset funds-of-funds and risk-based 'Model Portfolios' for Financial Advisers.We are seeking an experienced Risk and Regulatory Framework Specialist to join our team. As a key member of our...
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Risk and Compliance Professional
9 hours ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAbout the RoleThe Audit and Control Specialist will be responsible for overseeing the identification, assessment, and mitigation of IT-related risks within the organisation. This includes developing and implementing IT risk management and control frameworks, ensuring robust internal controls, and maintaining compliance with regulatory requirements.The ideal...
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Regulatory Risk Specialist
4 weeks ago
London, Greater London, United Kingdom Allianz Full timeCompany OverviewAllianz Partners is a world leading B2B2C specialist forming part of the Allianz Group, one of the world's largest insurance and financial services companies.This is an exciting opportunity to join the UK & Ireland business unit at a time of significant growth, as we continue to invest in our compliance framework to support sustainable growth...
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Risk Management Specialist
4 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Our CompanyNorthern Trust Corporation is a Fortune 500 company that has been in continuous operation since 1889. We are proud to provide innovative financial services to the world's most successful individuals, families, and institutions.Job SummaryWe are seeking a Regulatory Risk Management Specialist to join our team in EMEA/APAC/NA. This role will...
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Compliance Specialist
23 hours ago
London, Greater London, United Kingdom Hawksmoor Investment Management Full timeAbout the RoleWe are looking for a skilled Compliance Specialist to join our team, responsible for ensuring regulatory excellence and overseeing the Enterprise Risk Management framework.The ideal candidate will have extensive experience in risk, compliance, and governance within regulated wealth management or retail financial services, with strong knowledge...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom N Consulting Ltd Full timeN Consulting Ltd is seeking a detail-oriented Regulatory Compliance Specialist to support our risk management initiatives. As a key member of our team, you will play a critical role in ensuring compliance with Basel III/IV standards and delivering strategic insights for regulatory risk management.Key ResponsibilitiesGathering & Documentation: Collaborate...
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London, Greater London, United Kingdom VRS Regulatory Full timeEstablished chemical regulatory science consultancy is seeking a delivery-focused Regulatory Affairs Specialist to cover an increasing workload.This role will take the lead on physical/chemical properties/analytical methods and method validation for plant protection products. Key responsibilities include:Providing clients with regulatory advice on substance...
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Regulatory Risk Governance Expert
4 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust CorporationAs a globally recognized financial institution, we provide innovative financial services to the world's most successful individuals, families, and institutions. With over 130 years of experience, our team serves clients using leading technology and exceptional service.Job OverviewWe are seeking a Regulatory Risk Management...
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Regulatory Risk Manager
2 days ago
London, Greater London, United Kingdom Richard James Recruitment Specialists Ltd Full timeJob Overview:This exciting opportunity has arisen for a seasoned Compliance Specialist to join our dynamic team at Richard James Recruitment Specialists Ltd in Central London. As a key member of the Legal Affairs department, you will report directly to the Head of Compliance & MLRO.Responsibilities:Collaborate with the Head of Compliance & MLRO to develop...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...