Regulatory Risk Management Specialist

About the RoleWe are looking for a skilled Compliance Specialist to join our team, responsible for ensuring regulatory excellence and overseeing the Enterprise Risk Management framework.The ideal candidate will have extensive experience in risk, compliance, and governance within regulated wealth management or retail financial services, with strong knowledge...

Role OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...

Audit & Risk Recruitment is seeking a skilled Regulatory Compliance Specialist to join a growing team at a London-based insurances company. This role will suit someone with 2-4 years of experience in risk, compliance, control, or audit functions and 1+ years of experience in regulatory compliance.The ideal candidate will have expertise in compliance...

Regulatory Risk SpecialistParitas Recruitment is seeking a highly skilled Regulatory Risk Specialist to join our client's expanding team in London.In this role, you will be responsible for identifying and mitigating risks related to market data, ensuring the firm remains compliant with emerging regulations in market data and data governance.Earn an estimated...

Role OverviewWe are seeking a seasoned compliance and risk professional to oversee and enhance our Enterprise Risk Management framework, ensuring robust regulatory compliance.The successful candidate will provide comprehensive regulatory advice across the business, safeguarding our commitment to integrity and excellence.Key Responsibilities:Manage the...

Investec, a leading Specialist Bank, seeks a highly skilled Regulatory Risk Management Specialist to support the Private Client team in delivering strategic business objectives and commercial goals.Job Description:Support the build-out and maturity of our approach to regulatory risk management and delivery of good client outcomes in the first line.Drive a...

TikTok, a pioneering digital company, is looking for a Regulatory Risk Management Specialist to join its Trust and Safety team. In this critical role, you will oversee ongoing obligations, maintain issue logs, and conduct gap analyses to ensure compliance with regulatory requirements.You will work closely with cross-functional teams to identify and mitigate...

Job OverviewAJ Fox Compliance is seeking a highly skilled Regulatory Risk Management Specialist to join our proactive team.We are an innovative, forward-thinking law firm dedicated to delivering exceptional risk management services. As a key member of our team, you will play a crucial role in ensuring compliance with relevant legal, regulatory, and...

About the RoleThis is an exciting opportunity for a Regulatory Risk Specialist to provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations.You will be responsible for identifying and managing regulatory risks, escalating as needed, and supporting fair treatment and positive client outcomes.

About the RoleWe are seeking a highly skilled Regulatory Risk Specialist to join our UK Privacy, Risk and Compliance team. As a Senior Compliance Monitoring Manager, you will play a key role in ensuring that Equifax operates in accordance with regulatory requirements and industry standards.Your primary responsibility will be to provide expert regulatory...

About Our CompanyNorthern Trust Corporation is a Fortune 500 company that has been in continuous operation since 1889. We are proud to provide innovative financial services to the world's most successful individuals, families, and institutions.Job SummaryWe are seeking a Regulatory Risk Management Specialist to join our team in EMEA/APAC/NA. This role will...

About the RoleWe are seeking a highly skilled Regulatory Risk Specialist to join our team at Goldman Sachs. As a key member of our Compliance Testing Group, you will play a critical role in identifying and mitigating regulatory risks across various firm businesses and divisions.Job ResponsibilitiesPropose methods of testing and execute plans discussed with a...

N Consulting Ltd is seeking a detail-oriented Regulatory Compliance Specialist to support our risk management initiatives. As a key member of our team, you will play a critical role in ensuring compliance with Basel III/IV standards and delivering strategic insights for regulatory risk management.Key ResponsibilitiesGathering & Documentation: Collaborate...

About LexisNexis Risk SolutionsWe are a data and analytics company with 10,500 colleagues serving customers in more than 150 countries. Our solutions help customers increase productivity, improve decision-making and outcomes, and be more successful.The Regulatory Compliance Specialist will play a key role in developing and maintaining the Regulatory...

Hurts Point Group is a leading specialist investment and fund management business, managing private client portfolios, trust and charity assets, as well as multi-asset funds-of-funds and risk-based 'Model Portfolios' for Financial Advisers.We are seeking an experienced Risk and Regulatory Framework Specialist to join our team. As a key member of our...

About the RoleWe are looking for an experienced Accountant Risk and Regulatory Specialist to join our team at Mastercard, Inc.The successful candidate will have a strong background in accounting, risk management, and regulatory compliance. They will be responsible for reviewing and classifying Mastercard products and fees, ensuring accurate reporting, and...

About the RoleThe Audit and Control Specialist will be responsible for overseeing the identification, assessment, and mitigation of IT-related risks within the organisation. This includes developing and implementing IT risk management and control frameworks, ensuring robust internal controls, and maintaining compliance with regulatory requirements.The ideal...

A Financial Compliance Specialist is sought to join Richard James Recruitment Specialists Ltd's Legal Affairs department in Central London. The successful candidate will work closely with the Head of Compliance & MLRO to review trading activities and related support functions, identifying and mitigating regulatory compliance risk.Key ResponsibilitiesDevelop...

Job Overview:This exciting opportunity has arisen for a seasoned Compliance Specialist to join our dynamic team at Richard James Recruitment Specialists Ltd in Central London. As a key member of the Legal Affairs department, you will report directly to the Head of Compliance & MLRO.Responsibilities:Collaborate with the Head of Compliance & MLRO to develop...

Company OverviewAllianz Partners is a world leading B2B2C specialist forming part of the Allianz Group, one of the world's largest insurance and financial services companies.This is an exciting opportunity to join the UK & Ireland business unit at a time of significant growth, as we continue to invest in our compliance framework to support sustainable growth...