Regulatory Compliance Expert

1 week ago


London, Greater London, United Kingdom Chip Full time

We're seeking a Regulatory Compliance Expert to join our team at Chip, a fast-growing fintech startup revolutionizing wealth management.

Salary: £60,000 - £75,000 per annum

About the Role

This is an exciting opportunity for a seasoned Regulatory Compliance Expert to oversee all UK regulatory reporting, ensuring timely and accurate submission of reports to the FCA (PSD2 & MiFID II).

You will be responsible for reviewing financial promotions, providing education and training to the business towards continuous improvement, and working closely with 1LOD business teams to provide product-specific advice and guidance.

Gathering MI, taking minutes, and managing stakeholders for Chip's monthly Consumer Outcomes Committee are also key aspects of this role.

As part of our Governance Risk & Compliance Committee, you will review and update policies to ensure compliance with regulatory requirements.

About You
  • A thorough understanding of the Financial Services regulatory framework that exists in the UK.
  • Deep working knowledge of relevant laws, regulations, and industry best practices related to compliance and financial services.
  • Previous experience in a financial services Compliance role, particularly in Payment Services and Investments.
  • Excellent written and verbal communication skills.
  • Critical thinking and problem-solving skills.
  • Attention to detail and organisational skills.

We're looking for someone with a genuine interest in Chip and a passion for building wealth for our generation. If you're excited about being part of a dynamic team and want to make a real impact, we'd love to hear from you

What We Offer
  • £60,000 - £75,000 per annum.
  • Discretionary share option bonus.
  • Workplace pension scheme.
  • Private medical insurance (medical history disregarded).
  • Employee Assistance Programme.
  • Cycle to work scheme.
  • Season ticket loan.
  • Free ChipX subscription for UK-based employees.
  • We are an equal-opportunity employer and value diversity.
  • Flexible working arrangements.
  • Unlimited holiday (policy not to count).
  • Annual £1500 Personal Learning Allowance.
  • £30 per month Chip Fitness Benefit to suit your Mental/Physical Wellbeing.
  • Company laptop.
  • Opportunity to have a huge impact on our product while fast-tracking your knowledge, responsibility, and skills in a high-growth fintech startup.


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