Compliance Officer
5 days ago
**Job Title:** Compliance Officer
**Job Type:** Full-time
**Industry:** Automotive
**Location:** Bracknell
**Job Type:** Contract
**Duration:** 6 months (with possibility of extension)
**About the Company:** Marc Daniels is a specialist recruitment agency working with a leading automotive company.
Main Responsibilities:- Support the Compliance Manager in ensuring the company meets its legal and regulatory obligations.
- Provide expert regulatory advice and guidance on compliance topics, including Consumer Duty, credit broking requirements, and Data Protection.
- Undertake monitoring and testing activities to assess regulatory and conduct risk control processes.
- Produce written reports on monitoring outcomes, review findings, and action plans.
- Review and support the business to log breaches and incidents, ensuring accurate records are maintained.
- Conduct root cause analysis on complaints, breaches, and incidents data to identify themes and emerging risks.
- Assist in overseeing risk management activity at departmental and business-wide levels.
- Review and update applicable policies, processes, and procedures.
- Provide sign-off on marketing materials and customer communications in accordance with FCA rules and guidance.
- Assist with the collation of risk and compliance Management Information for reporting to senior management.
- Compliance, Risk, and/or other relevant regulatory qualifications (ICA or similar).
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Compliance Officer
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Compliance Officer
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