Compliance Officer
6 months ago
**COMPLIANCE OFFICER**
**WOKINGHAM**
**SALARY: £35,000 - £40,000**
Working hours: 9:00am to 5:30pm, Monday to Friday
Main Functions and Responsibilities
- Provide support and on-going assistance to the COLP; COFA; MLRO and DPO in their daily compliance activities.
- Ensure we are compliant at all times with government and SRA regulations. Investigate any irregularities.
- Monitor compliance - ensure that CI complies with legal and ethical guidelines.
- Identify potential risks - identify activities and practices that risk violating regulations and SRA standards.
- Manage conflict queries and higher risk conflict queries with the relevant Officer.
- Perform routing risk assessments to understand compliance risk, scope and significance.
- Administration tasks as required to ensure all policies, plans and procedures are kept up to date.
- Assist the Operations Team with tasks as required.
Requirements and Skills
- Data Analysis, analytical skills to research and interpret data.
- Good computer skills, knowledge of Office 365.
- Excellent communication skills, the ability to communicate regulations and laws to all employees.
- Critical thinking, assess guidelines and be able to put them into practice.
- Problem solving, identify risks of noncompliance and ensure these are mitigated and eliminated.
- Excellent attention to detail.
- Ability to multi-task, set priorities and manage time effectively.
- The ability to work independently.
- Previous legal sector experience is desirable.
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