Compliance Officer

1 week ago

Bracknell, United Kingdom Signet Recruitment and Retention Full time

Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company?


Increase your chances of reaching the interview stage by reading the complete job description and applying promptly.

Honda Motor Europe are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis. The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure HME’s ongoing compliance with the regulatory framework.

The successful candidate will support the business to continually identify and assess potential risks, ensuring these are adequately mitigated through robust policies, procedures, training, systems and controls. The successful candidate will report into the Compliance Manager and assist with the implementation and embedding of HME’s Risk and Compliance Framework.

£400 day rate + 50/50 hybrid working + 35 hour week + 1pm finish on Fridays

Main Responsibilities:

· Supporting the Compliance Manager in ensuring that HME meets its legal and regulatory obligations.

· Providing expert regulatory advice and guidance to the business on a range of compliance topics including Consumer Duty, credit broking requirements within the Consumer Credit Sourcebook (CONC), and Data Protection.

· Undertaking monitoring and testing activities in accordance with HME’s Annual Compliance Monitoring Plan, to assess the effectiveness of regulatory and conduct risk control processes in place, the level of compliance with regulatory and internal standards, and transactional monitoring of key operational areas such as complaints and Data Subject Access Requests.

·Producing written reports of monitoring outcomes, review findings and action plans.

·Reviewing and supporting the business to log breaches and incidents, ensuring accurate records are maintained to evidence closure of remedial actions taken.

·Conducting root cause analysis on complaints, breaches, and incidents data to identify themes and emerging risks that inform continual improvement of policies, processes, and procedures and delivery of good customer outcomes.

·Assisting with the collation of risk and compliance Management Information (MI) for reporting to senior management, Committee(s) and/or Board meetings. Conducting annual thematic reviews of operational end-to-end processes and providing a final report to the relevant business area.

Candidate requirements:

  • Detailed technical knowledge and FCA Handbooks including CONC, DISP, PRIN and SYSC, legislative frameworks such as AML and Data Protection, and understanding of industry best practice standards.
  • Previous experience working within a compliance and/or risk department of a FCA regulated company
  • Practical understanding and experience of the FCA’s expectations in relation to customer outcomes and treatment of vulnerable customers
  • Ability to analyse and translate regulations into policies, processes, and procedures.
  • Ability to draft documents/reports to a high standard


If this sounds like you, or someone you know then apply now

  • Compliance Officer

    3 months ago

    Bracknell, United Kingdom Browns Recruitment Consultancy Ltd Full time

    **COMPLIANCE OFFICER** **WOKINGHAM** **SALARY: £35,000 - £40,000** Working hours: 9:00am to 5:30pm, Monday to Friday Main Functions and Responsibilities - Provide support and on-going assistance to the COLP; COFA; MLRO and DPO in their daily compliance activities. - Ensure we are compliant at all times with government and SRA regulations. Investigate...

  • Compliance Officer

    3 days ago

    Bracknell, Bracknell Forest, United Kingdom Marc Daniels Specialist Recruitment Ltd Full time

    Job Description**Job Title:** Compliance Officer**Job Type:** Full-time**Company:** Marc Daniels Specialist Recruitment Ltd**Location:** Bracknell**Industry:** Automotive**Job Reference:** N/A**Job Summary:We are working with a leading automotive company based in Bracknell to recruit a Compliance Officer to support their Compliance Manager in ensuring the...

  • Compliance Officer

    3 days ago

    Bracknell, Bracknell Forest, United Kingdom Marc Daniels Specialist Recruitment Ltd Full time

    Job Description**Job Title:** Compliance Officer**Job Type:** Full-time**Company:** Marc Daniels Specialist Recruitment Ltd**Location:** Bracknell**Industry:** Automotive**Job Reference:** N/A**Job Summary:We are working with a leading automotive company based in Bracknell to recruit a Compliance Officer to support their Compliance Manager in ensuring the...

  • Compliance Officer

    3 days ago

    Bracknell, Bracknell Forest, United Kingdom Marc Daniels Full time

    Job DescriptionMarc Daniels is seeking a highly skilled Compliance Officer to join their team in Bracknell. As a Compliance Officer, you will play a crucial role in ensuring that the company meets its legal and regulatory obligations.Main ResponsibilitiesSupport the Compliance Manager in ensuring that the entity meets its legal and regulatory...

  • Compliance Officer

    3 days ago

    Bracknell, Bracknell Forest, United Kingdom Marc Daniels Full time

    Job DescriptionMarc Daniels is seeking a highly skilled Compliance Officer to join their team in Bracknell. As a Compliance Officer, you will play a crucial role in ensuring that the company meets its legal and regulatory obligations.Main ResponsibilitiesSupport the Compliance Manager in ensuring that the entity meets its legal and regulatory...

  • Compliance Officer

    6 days ago

    Bracknell, Bracknell Forest, United Kingdom Marc Daniels Full time

    Marc Daniels is seeking a highly skilled Compliance Officer to join their team in Bracknell. As a Compliance Officer, you will play a crucial role in ensuring that the company meets its legal and regulatory obligations.Main Responsibilities:Support the Compliance Manager in ensuring that the entity meets its legal and regulatory obligations.Provide expert...

  • Compliance Officer

    6 days ago

    Bracknell, Bracknell Forest, United Kingdom Marc Daniels Full time

    Marc Daniels is seeking a highly skilled Compliance Officer to join their team in Bracknell. As a Compliance Officer, you will play a crucial role in ensuring that the company meets its legal and regulatory obligations.Main Responsibilities:Support the Compliance Manager in ensuring that the entity meets its legal and regulatory obligations.Provide expert...

  • Compliance and Vetting Officer

    3 months ago

    Bracknell, United Kingdom Eteach Full time

    Assist the Recruitment team with compliance and safeguarding, whilst following strict internal processes and external guidelines to secure teachers and teaching support staff to the teaching supply pool. **Key Objectives/Main Areas of Responsibility** **Administration support to include**: - Provide administration support to the Eteach recruitment team. -...

  • Contract - Compliance Officer

    2 weeks ago

    Bracknell, United Kingdom RD Financial Recruitment Remote Work Freelance Full time

    Compliance Officer - Bracknell, Berks - initial 6-month Contract £400pd (inside IR35) Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products. The Compliance Officer will provide...

  • Compliance Officer

    1 week ago

    Bracknell, United Kingdom Signet Recruitment and Retention Full time

    Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company? Increase your chances of reaching the interview stage by reading the complete job description and applying promptly.Honda Motor Europe are looking for an experienced Compliance professional to join the team in Bracknell, on a...

  • Compliance Officer

    2 weeks ago

    Bracknell, United Kingdom Signet Resources Remote Work Freelance Full time

    Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company? Honda UK are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis. The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support...

  • Compliance Officer

    1 week ago

    Bracknell, United Kingdom Signet Recruitment and Retention Full time

    Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company? Honda Motor Europe are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis. The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing...

  • Compliance Officer

    1 week ago

    Bracknell, United Kingdom Signet Recruitment and Retention Full time

    Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company? Honda Motor Europe are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis. The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing...

  • Compliance Officer

    1 week ago

    Bracknell, United Kingdom Signet Recruitment and Retention Full time

    Are you a Compliance professional , with experience working within a compliance and/or risk department of a FCA regulated company? Honda Motor Europe are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis. The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing...

  • Compliance Officer

    2 weeks ago

    Bracknell, United Kingdom Signet Recruitment and Retention Full time

    Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company? Honda Motor Europe are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis. The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing...

  • Compliance Officer

    2 weeks ago

    Bracknell, United Kingdom Signet Recruitment and Retention Full time

    Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company? Honda Motor Europe are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis. The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing...

  • Compliance Officer

    4 days ago

    Bracknell, Bracknell Forest, United Kingdom Marc Daniels Full time

    Job OpportunityMarc Daniels, a leading recruitment agency, is partnering with a prominent automotive company's financial services entity to fill an interim Compliance Manager position.This role requires a strong understanding of monitoring and risk management principles to help the company navigate FCA regulations and changes.Key Responsibilities:Develop and...

  • Compliance Officer

    4 days ago

    Bracknell, Bracknell Forest, United Kingdom Marc Daniels Full time

    Job OpportunityMarc Daniels, a leading recruitment agency, is partnering with a prominent automotive company's financial services entity to fill an interim Compliance Manager position.This role requires a strong understanding of monitoring and risk management principles to help the company navigate FCA regulations and changes.Key Responsibilities:Develop and...

  • Compliance Officer

    2 days ago

    Bracknell, United Kingdom Marc Daniels Full time

    Job Summary:Marc Daniels is seeking an experienced Compliance Manager to join their team on an interim basis. The successful candidate will be responsible for ensuring the company's financial services entity meets its legal and regulatory obligations.Main Responsibilities:Support the Risk and Compliance department in ensuring compliance with regulatory...

  • Compliance Officer

    2 days ago

    Bracknell, United Kingdom Marc Daniels Full time

    Job Summary:Marc Daniels is seeking an experienced Compliance Manager to join their team on an interim basis. The successful candidate will be responsible for ensuring the company's financial services entity meets its legal and regulatory obligations.Main Responsibilities:Support the Risk and Compliance department in ensuring compliance with regulatory...