Regulatory Assurance Lead

3 days ago


Bournemouth, Bournemouth, United Kingdom Mortgage Intelligence Full time

We are seeking a Regulatory Assurance Lead to join our Mortgage Intelligence Holdings (MIH) team. As a key member of our Compliance Team, you will play a vital role in ensuring that we deliver good outcomes for our customers.

About the Role:

You will report directly into the Head of Compliance and will be responsible for overseeing the operation of the Compliance Team, providing guidance and instruction to the team, and carrying out people management duties. This includes regular 1:1's, appraisals, and team meetings.

Key responsibilities include providing the Head of Compliance with regular support on all compliance-related matters, deputising as required, and managing and providing advice relating to the remediation of risk events and/or compliance breaches.

Requirements:
  • A minimum of 5 years' experience in a Compliance role within the financial services industry
  • Experience of managing, motivating, and developing teams
  • Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations

We estimate the salary for this role to be around £70,000 - £90,000 per annum, depending on experience.



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