Financial Services Regulatory Associate
4 weeks ago
Our prestigious London-based law firm is seeking a UK-qualified Financial Services Regulatory Associate to play a key role in delivering new products and services in the financial services sector. The ideal candidate will have a minimum of three years and no more than eight years of experience advising on regulatory matters in the financial services space, including investment and retail banking. They will advise clients on a range of regulatory obligations in the retail sector, with a focus on retail wealth management, asset management, and platform services. Key responsibilities include drafting regulatory advice notes, assisting with compliance obligations, and advising on the implications of the Consumer Duty. The successful candidate will also engage in M&A transactions, conduct due diligence for financial services firms, and manage FOS disputes and regulatory supervisory actions. Additionally, they will participate in marketing efforts, including pitches, training sessions, and industry events. The role presents a dynamic opportunity for personal growth in a fast-paced environment. The firm offers excellent remuneration, benefits, and bonus schemes, as well as an active role in a diverse range of client projects and business development opportunities. The successful candidate will be ambitious, committed to their professional development, and have relevant experience from a respected UK law firm.
- Active role in a diverse range of client projects and business development opportunities.
- Dynamic opportunity for personal growth in a fast-paced environment.
Key Benefits:
- Excellent remuneration and benefits package.
- Opportunity to work on a range of client projects and business development initiatives.
- Dynamic and fast-paced work environment.
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Regulatory Associate
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the RoleThe Financial Conduct Authority is seeking a highly skilled Regulatory Associate to join its team.This is an exciting opportunity to work in a dynamic and innovative environment, where you will be responsible for supervising investment banking groups and identifying risks.You will have the chance to engage with senior management, internal...
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Financial Regulatory Investigator
2 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeThe Financial Conduct Authority (FCA) is a UK-based financial regulatory body responsible for maintaining fair and competitive markets.This role involves working with the FCA's specialist team to reduce harm arising from non-compliant financial promotions, unauthorized activity, and high-risk investments.Key responsibilities include:Building up intelligence...
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Regulatory Expert: Financial Markets Oversight
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeWe are seeking a highly skilled Regulatory Expert to join our team at the Financial Conduct Authority (FCA). In this role, you will play a critical part in ensuring the integrity of the UK's financial markets.Job SummaryThis Senior Associate – Regulatory position is responsible for overseeing regulated firms and preventing harm to consumers and the broader...
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Financial Services Regulatory Advisor
4 weeks ago
London, Greater London, United Kingdom Sonder Consultants Full timeThe Firm:Sonder Consultants is a leading consulting firm that provides expert advice on financial services regulation. We are seeking a highly skilled Financial Services Regulatory Associate to join our team in London.The Role:As part of our financial services regulatory team, you will work closely with clients to provide comprehensive advice on regulatory...
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Financial Services Regulatory Associate Position
4 weeks ago
London, Greater London, United Kingdom Mayer Brown Full timeAbout Mayer BrownMayer Brown is a leading international law firm providing exceptional services to major corporations, funds, and financial institutions worldwide. Our commitment to excellence and client satisfaction drives our approach to complex transactions and disputes.Our Team CultureWe value a collegial, collaborative, and diverse environment where...
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Regulatory Lawyer for Financial Services
2 weeks ago
London, Greater London, United Kingdom Chadwick Nott - London Full timeJob OverviewChadwick Nott is seeking an experienced Regulatory Lawyer to join their growing business in London. This role requires a strong understanding of financial regulations and the ability to provide expert advice on complex matters.Key ResponsibilitiesAdvise on and interpret regulations issued by financial regulatory bodies, including the FCA and...
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Regulatory Accountant
1 month ago
London, Greater London, United Kingdom Robert Walters UK Full timeA leading financial institution in London is seeking a highly skilled Regulatory Accountant to join their Finance team. Reporting to the Head of Regulatory Reporting, this individual will be responsible for ensuring accurate and timely reporting to regulatory bodies, including the FCA, PRA, and Bank of England.Key Responsibilities:Prepare and submit...
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Regulatory Lead Associate
1 month ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeRole OverviewWe are seeking a highly skilled Regulatory Lead Associate to join our team at the Financial Conduct Authority (FCA). As a key member of our Wholesale Supervision team, you will play a crucial role in ensuring the conduct of business and prudential supervision of wholesale intermediary firms.Key ResponsibilitiesDevelop and drive forward the firm...
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Financial Services Regulatory Specialist
1 week ago
London, Greater London, United Kingdom Grant Thornton UK LLP Full timeAre you looking for a new challenge in financial services? As a Financial Services Regulatory Specialist with Grant Thornton's Agile Talent Community, you will have the opportunity to work with our clients on a project-by-project basis.In this role, you will provide regulatory advice and guidance to our clients, ensuring they are compliant with relevant laws...
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Regulatory Law Specialist
2 weeks ago
London, Greater London, United Kingdom A&M STAR (Search, Talent Acquisition & RPO) Full timeWe are collaborating with a prestigious US law firm in London on a recruitment project within their Financial Services Regulatory practice. This elite firm is looking to hire an experienced non-contentious junior to mid-level Associate, knowledgeable about financial services regulatory advice in relation to regulatory transactions, payment systems, or...
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Offshore Financial Services Regulatory Expert
3 weeks ago
London, Greater London, United Kingdom Hydrogen Group Full timeRegulatory Associate Opportunity in the Cayman IslandsWe are seeking a highly skilled Financial Services Regulatory Associate to join our offshore practice in the Cayman Islands. As a member of our team, you will have the opportunity to work on high-end mandates globally with market leading clients.Undertake high quality work on complex regulatory...
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Regulatory Associate
3 weeks ago
London, Greater London, United Kingdom Addleshaw Goddard Full timeAbout the RoleWe are seeking a highly skilled Financial Regulation Lawyer to join our London Team, working closely with Partners and clients across the UK and internationally.The successful candidate will be part of a team of financial regulatory specialists with extensive experience in advising banks, building societies, investment firms, financial market...
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Financial Services Associate
1 week ago
London, Greater London, United Kingdom Mason Blake Full timeWe are recruiting for a Financial Services Associate to join Mason Blake's London office.This is an exciting opportunity to work with a leading Investment Manager and contribute to the success of our team.Key responsibilities include:NAV reconciliation and regulatory reportingBenchmarking for fund ranges and supervising operational risk frameworkMinimum 1...
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Senior Financial Services Regulatory Advisor
2 weeks ago
London, Greater London, United Kingdom Lipson Lloyd-Jones Full timeAbout Lipson Lloyd-JonesLipson Lloyd-Jones is a global law firm.Job SummaryWe are seeking a highly skilled Professional Support Lawyer to join our esteemed Financial Services Regulatory team. As a key member of the team, you will be responsible for providing expert advice on financial services law and regulation to our clients, including banks, investment...
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Financial Regulatory Manager
1 week ago
London, Greater London, United Kingdom Goldman Sachs, Inc. Full timeJob DescriptionThe role of the Financial Regulatory Manager is to oversee the firm's financial control and reporting obligations, ensuring compliance with global regulatory standards. This involves measuring profitability and risk associated with various business activities.Capital ManagementLiquidity OversightPayment and Settlement ActivitiesCollateral...
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Financial Regulatory Consultant
4 weeks ago
London, Greater London, United Kingdom Garfield Robbins International Full timeThis highly respected international law firm, Garfield Robbins International, is seeking a talented Associate to join their London FS Regulatory team. The firm's leading Europe-wide FSR practice delivers comprehensive and thorough domestic and cross-border advice to:BanksAsset managersFinancial market infrastructure providersInsurance companiesThey operate...
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Regulatory Compliance Expert
3 weeks ago
London, Greater London, United Kingdom Fire Financial Services Limited Full timeCompliance, Risk and Oversight Officer (CROO)Job Summary: We are seeking a Compliance, Risk & Oversight Officer for our company who will work closely with the Risk and Compliance Officer. The role will be a primary control function for the company.About Us: Fire Financial Services Limited is a leading FinTech firm working with thousands of businesses and...
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Financial Services Regulatory Lawyer
2 weeks ago
London, Greater London, United Kingdom Danebury Associates Full timeAbout Danebury AssociatesA leading financial services business operating in the asset management, funds and wealth management space is looking for a financial services lawyer with expertise in regulatory matters.The postholder will be the primary point of contact for regulatory affairs while working closely with the compliance team and senior management....
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Associate - Financial Services Advocate
1 week ago
London, Greater London, United Kingdom Global Counsel Limited Full timeGlobal Counsel Limited is seeking an exceptional Associate - Financial Services Advocate to join our team. As an advocate, you will play a critical role in helping financial services organisations navigate the complex UK regulatory landscape.The successful candidate will have a strong understanding of the financial services sector and be able to provide...
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Financial Regulatory Strategist
1 week ago
London, Greater London, United Kingdom Goldman Sachs Full timeAt Goldman Sachs, we're a team of specialists responsible for managing the firm's liquidity, capital, and risk. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business.The Regulatory Controller role is crucial in ensuring that the firm meets all financial control and reporting obligations as a global,...