Regulatory Lawyer for Financial Services

9 hours ago


London, Greater London, United Kingdom Chadwick Nott - London Full time

Job Overview

Chadwick Nott is seeking an experienced Regulatory Lawyer to join their growing business in London. This role requires a strong understanding of financial regulations and the ability to provide expert advice on complex matters.

Key Responsibilities

  1. Advise on and interpret regulations issued by financial regulatory bodies, including the FCA and other relevant regulators.
  2. Act as primary legal point of contact for all regulatory legal queries and enquiries.
  3. Develop, implement, and ensure the company's policies, procedures and products are compliant with current and evolving regulations.
  4. Lead the developments and implementation of regulatory compliance programmes working closely with compliance colleagues.
  5. Provide legal counsel on complex regulatory matters including licensing, reporting obligations and risk management.
  6. Draft, review and negotiate contracts, agreements and other legal documents in line with regulatory requirements.
  7. Identify and assess regulatory risks, including identifying and mitigating legal risks associated with fund operations and investments.
  8. Monitor and report on regulatory changes, trends and provide proactive advice on potential implications for the businesses within the group.

Requirements

  • Legal qualification: 6+ years PQE with broad regulatory legal experience working within a regulated financial services organisation.
  • In-house experience is desirable but not compulsory.
  • A well-rounded, broadly based and highly regarded regulatory legal specialist with first-rate academic credentials, demonstrable intellectual abilities and an excellent career track record to date.
  • An in-depth understanding of the financial services industry and demonstrable wide-ranging regulatory legal expertise.

Benefits

This is a hybrid opportunity requiring 3 days a week based from the central London office. The estimated salary range is £130-140K + benefits.



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