Regulatory Lawyer for Financial Services
9 hours ago
Job Overview
Chadwick Nott is seeking an experienced Regulatory Lawyer to join their growing business in London. This role requires a strong understanding of financial regulations and the ability to provide expert advice on complex matters.
Key Responsibilities
- Advise on and interpret regulations issued by financial regulatory bodies, including the FCA and other relevant regulators.
- Act as primary legal point of contact for all regulatory legal queries and enquiries.
- Develop, implement, and ensure the company's policies, procedures and products are compliant with current and evolving regulations.
- Lead the developments and implementation of regulatory compliance programmes working closely with compliance colleagues.
- Provide legal counsel on complex regulatory matters including licensing, reporting obligations and risk management.
- Draft, review and negotiate contracts, agreements and other legal documents in line with regulatory requirements.
- Identify and assess regulatory risks, including identifying and mitigating legal risks associated with fund operations and investments.
- Monitor and report on regulatory changes, trends and provide proactive advice on potential implications for the businesses within the group.
Requirements
- Legal qualification: 6+ years PQE with broad regulatory legal experience working within a regulated financial services organisation.
- In-house experience is desirable but not compulsory.
- A well-rounded, broadly based and highly regarded regulatory legal specialist with first-rate academic credentials, demonstrable intellectual abilities and an excellent career track record to date.
- An in-depth understanding of the financial services industry and demonstrable wide-ranging regulatory legal expertise.
Benefits
This is a hybrid opportunity requiring 3 days a week based from the central London office. The estimated salary range is £130-140K + benefits.
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