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Compliance Expert
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Compliance Consultant
1 month ago
Our client, a leading Compliance Consulting Firm, is seeking an experienced Compliance practitioner to join their growing team. As a Compliance Consultant, you will assist Compliance Directors with a portfolio of Advisor/Arranger clients, providing compliance advice and implementing regulatory change initiatives.
Key Responsibilities:- Supervise and mentor junior members of the AR Platform team
- Provide compliance advice and anticipate regulatory compliance needs of clients
- Set up compliance infrastructure for clients
- Implement regulatory change and improvement initiatives, including policy frameworks
- Provide technical opinions and respond to ad-hoc and routine regulatory queries
- Undertake compliance projects, monitoring reviews, and drafting compliance monitoring reports and presentations
- Assist in reviewing Financial Promotions
- Assist in developing client relationships
The successful candidate will have at least 4 years of compliance experience gained with a compliance consultancy, law firm, in-house Compliance team, or a regulator. A detailed knowledge of FCA regulations is required, as are good interpersonal skills and the ability to liaise with client staff at all levels.
This is an exceptional opportunity to join a highly regarded Compliance Consultancy in a role where you will work autonomously but as part of a collegiate and technically competent team. Promotional opportunities are extensive for those who regularly bring their A game and want to develop and grow their compliance knowledge and career.
