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Ecomms Surveillance Analyst

2 months ago

London, Greater London, United Kingdom Investigo Full time
Job Title: Ecomms Surveillance Analyst

We are seeking a highly skilled Ecomms Surveillance Analyst to join our Compliance team at Investigo. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.

Key Responsibilities:
  • Ecomms Surveillance: Monitor and analyze electronic communications (email, chat, voice, and other digital platforms) for signs of market abuse, insider trading, or misconduct.
  • Trade Surveillance: Support trade data monitoring efforts by analyzing trading patterns and behavior to detect potential regulatory breaches or manipulation.
  • Regulatory Compliance: Ensure compliance with market abuse regulations (MAR) and other relevant regulatory frameworks, such as MiFID II, EMIR, and REMIT.
  • Investigations: Collaborate with the Compliance and Legal teams to investigate suspicious activity identified through surveillance. Produce detailed reports and escalate findings when necessary.
  • Systems Management: Utilize surveillance systems and tools (e.g., Actimize, NICE, Global Relay, etc.) to track and monitor communications and trade activities.
  • Collaboration: Work closely with front office, compliance, risk management, and IT departments to ensure efficient and effective surveillance processes.
  • Market Abuse Monitoring: Identify and investigate instances of insider trading, spoofing, layering, wash trading, and other market manipulation strategies.
  • Reporting: Prepare and present detailed reports and analysis for senior management, regulators, and internal audits.
  • Policy Adherence: Ensure all activities are conducted in accordance with internal compliance policies and external regulatory requirements.
  • Training: Assist in the development and delivery of compliance training related to ecomms surveillance.
Requirements:
  • Experience: A minimum of two years of experience in an ecomms surveillance role within a financial institution (investment banking or commodities).
  • Market Abuse Knowledge: Strong understanding of market abuse regulations and misconduct in trading environments, with experience working under frameworks such as MAR, MiFID II, and EMIR.
  • Technical Proficiency: Familiarity with electronic surveillance tools (e.g., Actimize, NICE, or similar platforms) and ecomms monitoring solutions.
  • Analytical Skills: Strong analytical abilities with attention to detail, particularly in identifying suspicious activity and anomalous trading patterns.
  • Communication: Excellent written and verbal communication skills, capable of presenting findings clearly and concisely to stakeholders.
  • Collaboration: A team player who can work across multiple departments and build strong working relationships.
Preferred Qualifications:
  • Previous experience in an investment bank, focusing on ecomms and trade surveillance.
  • Familiarity with different asset classes (Commodities, equities, fixed income, FX, etc.) is an advantage.