Current jobs related to Ecomms Surveillance Analyst - London, Greater London - Investigo

  • Ecomms Surveillance Specialist

    3 days ago

    London, Greater London, United Kingdom Investigo Full time

    Job OverviewA leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. This role involves monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.The successful candidate will be responsible for ensuring compliance with market...

  • Ecomms Surveillance Analyst

    4 weeks ago

    London, Greater London, United Kingdom Investigo Full time

    Key Responsibilities:Ecomms Surveillance: Conduct thorough analysis of electronic communications (email, chat, voice, and other digital platforms) to detect market abuse, insider trading, or misconduct.Trade Surveillance: Collaborate with the Compliance team to monitor and analyze trading patterns and behavior to identify potential regulatory breaches or...

  • Ecomms Surveillance Specialist

    1 month ago

    London, Greater London, United Kingdom Investigo Full time

    Job DescriptionInvestigo is seeking a highly skilled Ecomms Surveillance Specialist to join their Compliance team in London. The successful candidate will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key Responsibilities:Monitor and analyze...

  • Senior Ecomms Analyst

    3 weeks ago

    London, Greater London, United Kingdom Investigo Full time

    Job OverviewWe are seeking an experienced Ecomms Surveillance Analyst to join our Compliance team at Investigo. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. Key ResponsibilitiesMonitor and analyse electronic...

  • Compliance Surveillance Analyst

    4 weeks ago

    London, Greater London, United Kingdom Investigo Full time

    A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in commodities is not essential, a background...

  • Market Surveillance Analyst

    7 days ago

    London, Greater London, United Kingdom FincSelect Full time

    Job OverviewFincSelect is a leading commodities giant seeking a talented Trade Surveillance Associate to join their team. This role offers an exciting opportunity to work with cutting-edge technology and contribute to the firm's growth.With a strong focus on trade surveillance, this position requires an individual with solid experience in designing,...

  • Senior Electronic Communications Analyst

    3 weeks ago

    London, Greater London, United Kingdom Investigo Full time

    Job Title: Senior Electronic Communications AnalystDescription: Investigo is seeking a skilled Senior Electronic Communications Analyst to join our Compliance team in London. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal...

  • Surveillance IT Analyst

    3 weeks ago

    London, Greater London, United Kingdom ICBC Standard Bank Full time

    Job Summary:The Surveillance function at ICBC Standard Bank plays a crucial role in monitoring market conduct and financial crime risks. As a Surveillance IT Analyst, you will be part of a team that works closely with Compliance IT to develop and maintain automated monitoring systems.Key Responsibilities:Assist the team in performing technical analysis...

  • Surveillance IT Analyst

    4 weeks ago

    London, Greater London, United Kingdom ICBC Standard Bank Full time

    Job SummaryThe Surveillance function within Compliance at ICBC Standard Bank monitors Market Conduct, Financial Crime, and Conflicts of Interest risks. Automated systems provide daily capabilities for review by team analysts, while a manual monitoring programme supplements these efforts. The Surveillance team works closely with Compliance IT to develop and...

  • Surveillance IT Analyst

    4 weeks ago

    London, Greater London, United Kingdom ICBC Standard Bank Full time

    Job SummaryThe Surveillance function at ICBC Standard Bank plays a critical role in monitoring Market Conduct and Financial Crime risks. This includes monitoring for money laundering, terrorist financing, bribery and corruption, sanctions breaches, facilitation of tax evasion, fraud, modern slavery, insider dealing and market manipulation. Automated...

  • Senior Market Surveillance Analyst

    1 month ago

    London, Greater London, United Kingdom MarketAxess Holdings Inc. Full time

    MarketAxess Holdings Inc. is on a mission to revolutionize the financial markets by providing a secure and transparent trading platform. As a Senior Market Surveillance Analyst, you will play a crucial role in ensuring the integrity of our markets by detecting and preventing market abuse.The RoleThis is an exciting opportunity for a skilled analyst to join...

  • Trade Surveillance Business Analyst

    2 days ago

    London, Greater London, United Kingdom McGregor Boyall Full time

    Job Description:We are seeking a highly skilled Trade Surveillance Business Analyst to drive global trade surveillance strategy and execution within the IT function. This role will involve working closely with Compliance, Technology, and business stakeholders to develop product roadmaps.

  • Compliance Analyst

    1 month ago

    London, Greater London, United Kingdom caia - Jobboard Full time

    Join Our TeamAt Goldman Sachs, we're committed to finding talented individuals to join our Markets Surveillance Compliance team. As a key member of our team, you'll play a critical role in ensuring the firm's trade surveillance program is effective and compliant with regulatory requirements.As a Compliance Analyst - Markets Surveillance, you'll be...

  • Compliance Analyst

    1 month ago

    London, Greater London, United Kingdom caia - Jobboard Full time

    Join Our TeamAt Goldman Sachs, we're committed to finding talented individuals to join our Markets Surveillance Compliance team. As a key member of our team, you'll play a critical role in ensuring the firm's trade surveillance program is effective and compliant with regulatory requirements.As a Compliance Analyst - Markets Surveillance, you'll be...

  • Compliance Surveillance Risk Analyst

    4 weeks ago

    London, Greater London, United Kingdom Citigroup Global Markets Limited Full time

    Job SummaryThe Senior Compliance Risk Analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team is responsible for overseeing surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. This role is also responsible for designing and implementing new or enhanced...

  • Compliance Analyst

    1 month ago

    London, Greater London, United Kingdom AXA IM Full time

    Job Summary:AXA Investment Managers (AXA IM) is a leading asset manager offering a diverse range of investment opportunities. We are seeking a Compliance Analyst to assist with the design, implementation, and execution of transactional surveillance activities.Main Responsibilities:Conduct market abuse surveillance for all portfolio management and trading...

  • Surveillance IT Analyst

    3 days ago

    London, Greater London, United Kingdom ICBC Standard Bank Full time

    The Surveillance function, sitting within Compliance at ICBC Standard Bank, monitors Market Conduct and Financial Crime risks. Our team works closely with Compliance IT to assist development and maintenance of automated monitoring systems to meet new regulatory requirements and emerging risks.Job Purpose:This Surveillance IT Analyst role provides dedicated...

  • Compliance Analyst

    1 month ago

    London, Greater London, United Kingdom AXA IM Full time

    Job Summary:AXA Investment Managers (AXA IM) is a leading asset manager offering a diverse range of investment opportunities. We are seeking a Compliance Analyst to assist with the design, implementation, and execution of transactional surveillance activities.Main Responsibilities:Conduct market abuse surveillance for all portfolio management and trading...

  • Trade Surveillance Systems Expert

    4 weeks ago

    London, Greater London, United Kingdom Macquarie Group Full time

    About the RoleWe are seeking a highly skilled Trade Surveillance Tuning Lead to spearhead our global team of analysts in the critical task of tuning and reviewing trade surveillance models.Key ResponsibilitiesEnhance the accuracy and efficiency of trade surveillance systems through meticulous model tuning, back-testing, and staying abreast of the latest...

  • Trade Surveillance Systems Lead

    1 month ago

    London, Greater London, United Kingdom Macquarie Group Full time

    About the RoleAs a Trade Surveillance Systems Lead, you will be responsible for spearheading a global team of analysts in the critical task of tuning and reviewing trade surveillance models. Your role will focus on enhancing the accuracy and efficiency of these systems through meticulous model tuning, back-testing, and staying abreast of the latest in...

Ecomms Surveillance Analyst

1 month ago

London, Greater London, United Kingdom Investigo Full time
Job Description

Investigo is seeking a highly skilled Ecomms Surveillance Analyst to join their Compliance team in London. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.

Key Responsibilities:

  • Ecomms Surveillance: Monitor and analyse electronic communications (email, chat, voice, and other digital platforms) for signs of market abuse, insider trading, or misconduct.
  • Trade Surveillance: Support trade data monitoring efforts by analysing trading patterns and behaviour to detect potential regulatory breaches or manipulation.
  • Regulatory Compliance: Ensure compliance with market abuse regulations (MAR) and other relevant regulatory frameworks, such as MiFID II, EMIR, and REMIT.
  • Investigations: Collaborate with the Compliance and Legal teams to investigate suspicious activity identified through surveillance. Produce detailed reports and escalate findings when necessary.
  • Systems Management: Utilize surveillance systems and tools (e.g., Actimize, NICE, Global Relay, etc.) to track and monitor communications and trade activities.
  • Collaboration: Work closely with front office, compliance, risk management, and IT departments to ensure efficient and effective surveillance processes.
  • Market Abuse Monitoring: Identify and investigate instances of insider trading, spoofing, layering, wash trading, and other market manipulation strategies.
  • Reporting: Prepare and present detailed reports and analysis for senior management, regulators, and internal audits.
  • Policy Adherence: Ensure all activities are conducted in accordance with internal compliance policies and external regulatory requirements.
  • Training: Assist in the development and delivery of compliance training related to ecomms surveillance.

Requirements:

  • A minimum of two years of experience in an ecomms surveillance role within a financial institution (investment banking or commodities).
  • Strong understanding of market abuse regulations and misconduct in trading environments, with experience working under frameworks such as MAR, MiFID II, and EMIR.
  • Familiarity with electronic surveillance tools (e.g., Actimize, NICE, or similar platforms) and ecomms monitoring solutions.
  • Strong analytical abilities with attention to detail, particularly in identifying suspicious activity and anomalous trading patterns.
  • Excellent written and verbal communication skills, capable of presenting findings clearly and concisely to stakeholders.
  • A team player who can work across multiple departments and build strong working relationships.