Ecomms Surveillance Specialist

3 weeks ago

London, Greater London, United Kingdom Investigo Full time
Compliance Expert - Ecomms Surveillance

Investigo is seeking a highly skilled Compliance Expert to join our team as an Ecomms Surveillance Specialist. In this role, you will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.

Key Responsibilities:
  • Monitor and analyse electronic communications (email, chat, voice, and other digital platforms) for signs of market abuse, insider trading, or misconduct.
  • Support trade data monitoring efforts by analysing trading patterns and behaviour to detect potential regulatory breaches or manipulation.
  • Ensure compliance with market abuse regulations (MAR) and other relevant regulatory frameworks, such as MiFID II, EMIR, and REMIT.
  • Collaborate with the Compliance and Legal teams to investigate suspicious activity identified through surveillance.
  • Work closely with front office, compliance, risk management, and IT departments to ensure efficient and effective surveillance processes.
  • Prepare and present detailed reports and analysis for senior management, regulators, and internal audits.
  • Ensure all activities are conducted in accordance with internal compliance policies and external regulatory requirements.
  • Assist in the development and delivery of compliance training related to ecomms surveillance.
Requirements:
  • A minimum of two years of experience in an ecomms surveillance role within a financial institution (investment banking or commodities).
  • Familiarity with different asset classes (Commodities, equities, fixed income, FX, etc.)
  • Experience with Actimize, NICE, or similar platforms and ecomms monitoring solutions.

We are looking for a highly motivated and detail-oriented individual with excellent analytical and communication skills. If you have a strong background in compliance and ecomms surveillance, we encourage you to apply for this exciting opportunity.

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