Compliance Officer
4 days ago
We are seeking a skilled Compliance Officer to join our team at Willow Resourcing Limited. As a Compliance Officer, you will be responsible for delivering a high-quality file review service to our clients, providing feedback on files reviewed and any compliance issues raised.
Key Responsibilities:
- Deliver a client file review service in line with service level agreements
- Respond to client queries in a timely, clear and concise manner
- Provide verbal feedback to clients in respect of their file reviews and report any specific issues or concerns
- Generate reports and summaries of thematic reviews / file assessments
Requirements:
- Qualified to Level 4 Diploma level
- Previous experience of performing file reviews in a wealth management environment
- Strong communication skills, both written and verbal
About the Role:
This is a fantastic opportunity to work with a reputable company in the wealth management industry. As a Compliance Officer, you will have the opportunity to work remotely, with only a couple of visits to head office each year. You will be part of a team that is expanding and looking for someone who can provide a high-quality file review service to our clients.
What We Offer:
We offer a competitive salary and benefits package, as well as the opportunity to work with a great team in a dynamic and growing company.
-
WPL Compliance Officer
11 hours ago
Nottingham, Nottingham, United Kingdom Leicestershire County Council Full timeAbout the RoleWe are seeking a highly motivated and experienced Compliance and Enforcement Officer to join our Workplace Parking Levy (WPL) team. As a key member of our team, you will be responsible for conducting compliance and enforcement activity on employer sites across the City of Nottingham, ensuring compliance with the WPL scheme and gathering...
-
WPL Compliance Officer
8 hours ago
Nottingham, Nottingham, United Kingdom Leicestershire County Council Full timeAbout the RoleWe are seeking a highly motivated and experienced Compliance and Enforcement Officer to join our Workplace Parking Levy (WPL) team. As a key member of our team, you will be responsible for conducting compliance and enforcement activity on employer sites across the City of Nottingham, ensuring compliance with the WPL scheme and gathering...
-
Compliance Officer
2 weeks ago
Nottingham, Nottingham, United Kingdom iO Associates - UKEU Full time £45,000Job DescriptionOur client, iO Associates - UK/EU, seeks a proactive Business Improvement Manager / Compliance Manager to join their team.This role focuses on managing the company's business improvement initiatives and maintaining key certifications (TickITplus, ISO9001, ISO27001, Cyber Essentials/Plus, and so on).This role will be 2 days a week on site in...
-
Risk and Compliance Officer
3 weeks ago
Nottingham, Nottingham, United Kingdom Brook Street Full timeJob Summary:We are seeking a highly skilled Risk and Compliance Executive to join our team at Brook Street. As a key member of our organization, you will play a crucial role in ensuring the effective management of risk and compliance within our business.Key Responsibilities:Collaborate with internal stakeholders to identify and mitigate potential risks and...
-
Risk and Compliance Officer
3 weeks ago
Nottingham, Nottingham, United Kingdom Brook Street Full timeJob Title: Risk and Compliance ExecutiveCompany: Brook StreetLocation: Hybrid (Nottingham office 2x per week)Salary: 25-30k based on experienceAbout the Role:We are seeking a talented and driven Risk and Compliance Executive to join our dynamic team at Brook Street. Our client prides itself on fostering innovation and continuous learning within the legal...
-
AML Compliance Risk Officer
4 days ago
Nottingham, Nottingham, United Kingdom CV-Library Full timeJob Title: AML & Compliance Risk OfficerWe are seeking a highly skilled AML & Compliance Risk Officer to join our team. As a key member of our Risk and Compliance Team, you will be responsible for ensuring the firm's compliance with all regulatory requirements.Key Responsibilities:Carry out the firm's compliance with all regulatory requirements, complaints,...
-
AML Compliance Risk Officer
3 days ago
Nottingham, Nottingham, United Kingdom CV-Library Full timeJob Title: AML & Compliance Risk OfficerWe are seeking a highly skilled AML & Compliance Risk Officer to join our team. As a key member of our Risk and Compliance Team, you will be responsible for ensuring the firm's compliance with all regulatory requirements.Key Responsibilities:Carry out the firm's compliance with all regulatory requirements, complaints,...
-
GDPR Compliance Officer
1 month ago
Nottingham, Nottingham, United Kingdom Cyan Partners Full timeData Privacy Specialist – Leading Legal PracticeCyan Partners is excited to collaborate with a prominent full-service legal practice in the search for a Data Privacy Specialist to assist the Data Protection Officer (DPO).This esteemed firm has experienced remarkable growth over the past decade, establishing itself as one of the UK's Top 50 legal entities....
-
Fire Compliance Officer
2 weeks ago
Nottingham, Nottingham, United Kingdom Nottingham University Hospitals NHS Trusts Full timeAbout the RoleWe are seeking a highly skilled and experienced Fire Safety Manager to join our Estates and Facilities Team at Nottingham University Hospitals NHS Trusts. As a key member of our team, you will play a crucial role in ensuring that our Trust is fully compliant with all fire safety regulations and legislation.Key ResponsibilitiesLead the Fire...
-
Fire Compliance Officer
2 weeks ago
Nottingham, Nottingham, United Kingdom Nottingham University Hospitals NHS Trusts Full timeAbout the RoleWe are seeking a highly skilled and experienced Fire Safety Manager to join our Estates and Facilities Team at Nottingham University Hospitals NHS Trusts. As a key member of our team, you will play a crucial role in ensuring that our Trust is fully compliant with all fire safety regulations and legislation.Key ResponsibilitiesLead the Fire...
-
Housing Governance and Compliance Officer
4 days ago
Nottingham, Nottingham, United Kingdom BDS (Northern) Limited Full timeBDS (Northern) Limited is seeking a Housing, Governance and Compliance Officer to oversee regulatory and legal compliance within the organisation. This role will ensure the organisation remains compliant with all relevant regulations and standards, and is able to implement new requirements and ensure continuous improvement. The successful candidate will have...
-
Housing Governance and Compliance Officer
4 days ago
Nottingham, Nottingham, United Kingdom BDS (Northern) Limited Full timeBDS (Northern) Limited is seeking a Housing, Governance and Compliance Officer to oversee regulatory and legal compliance within the organisation. This role will ensure the organisation remains compliant with all relevant regulations and standards, and is able to implement new requirements and ensure continuous improvement. The successful candidate will have...
-
AML & Compliance Risk Officer
2 weeks ago
Nottingham, Nottingham, United Kingdom CV-Library Full timeJob Summary:Cherry Professional is seeking a highly skilled Risk and Compliance Officer to join our team. As a Risk and Compliance Officer, you will be responsible for ensuring the firm's compliance with all regulatory requirements, complaints, claims, and adherence to internal policies and procedures.Key Responsibilities:Carry out the firm's compliance with...
-
AML & Compliance Risk Officer
2 weeks ago
Nottingham, Nottingham, United Kingdom CV-Library Full timeJob Summary:Cherry Professional is seeking a highly skilled Risk and Compliance Officer to join our team. As a Risk and Compliance Officer, you will be responsible for ensuring the firm's compliance with all regulatory requirements, complaints, claims, and adherence to internal policies and procedures.Key Responsibilities:Carry out the firm's compliance with...
-
Building Compliance Officer
1 month ago
Nottingham, Nottingham, United Kingdom Riverside Full timeJob Title: Building Safety Inspector Contract Type: Permanent Salary: £29,840.03 per annum (£32,981.09 is achievable after 12 months of successful performance in the role) Working Hours: 35 Hours per week Working Pattern: Monday-Friday/Hybrid Location: Midlands (Can be based out of Birmingham, Stoke-On-Trent, Nottingham) At Riverside, we value...
-
Regulatory Compliance Officer
2 weeks ago
Nottingham, Nottingham, United Kingdom BDS (Northern) Limited Full timeBDS (Northern) Limited is seeking a highly skilled Housing Governance and Compliance Specialist to join their team. As a key member of the organization, you will play a crucial role in ensuring the company remains compliant with all relevant regulations and standards.This role will involve monitoring regulatory and legal developments and changes affecting...
-
Regulatory Compliance Officer
2 weeks ago
Nottingham, Nottingham, United Kingdom BDS (Northern) Limited Full timeBDS (Northern) Limited is seeking a highly skilled Housing Governance and Compliance Specialist to join their team. As a key member of the organization, you will play a crucial role in ensuring the company remains compliant with all relevant regulations and standards.This role will involve monitoring regulatory and legal developments and changes affecting...
-
Risk and Compliance Officer
3 days ago
Nottingham, Nottingham, United Kingdom Blusource Professional Services Ltd Full timeJob OverviewRisk and Compliance Executive - A Key Role in a Reputable FirmWe are seeking a skilled and detail-oriented Risk and Compliance Executive to join our dynamic team at Blusource Professional Services Ltd.This role is perfect for someone who thrives in a fast-paced environment and is passionate about compliance, risk management, and regulatory...
-
Risk and Compliance Officer
3 days ago
Nottingham, Nottingham, United Kingdom Blusource Professional Services Ltd Full timeJob OverviewRisk and Compliance Executive - A Key Role in a Reputable FirmWe are seeking a skilled and detail-oriented Risk and Compliance Executive to join our dynamic team at Blusource Professional Services Ltd.This role is perfect for someone who thrives in a fast-paced environment and is passionate about compliance, risk management, and regulatory...
-
Compliance and Risk Officer
2 weeks ago
Nottingham, Nottingham, United Kingdom Cherry Professional Full timeJob Description:Risk & Compliance Officer | Permanent | Full Time | 9-5Cherry Professional is seeking a highly skilled Risk & Compliance Officer to join our team. This is an exciting opportunity to work with a leading law firm in the UK.Key Responsibilities:Carry out compliance with all regulatory requirements, complaints, claims, and adherence to internal...