Compliance Officer

4 days ago


Nottingham, Nottingham, United Kingdom Willow Resourcing Limited Full time
Compliance Officer Job Description

We are seeking a skilled Compliance Officer to join our team at Willow Resourcing Limited. As a Compliance Officer, you will be responsible for delivering a high-quality file review service to our clients, providing feedback on files reviewed and any compliance issues raised.

Key Responsibilities:

  • Deliver a client file review service in line with service level agreements
  • Respond to client queries in a timely, clear and concise manner
  • Provide verbal feedback to clients in respect of their file reviews and report any specific issues or concerns
  • Generate reports and summaries of thematic reviews / file assessments

Requirements:

  • Qualified to Level 4 Diploma level
  • Previous experience of performing file reviews in a wealth management environment
  • Strong communication skills, both written and verbal

About the Role:

This is a fantastic opportunity to work with a reputable company in the wealth management industry. As a Compliance Officer, you will have the opportunity to work remotely, with only a couple of visits to head office each year. You will be part of a team that is expanding and looking for someone who can provide a high-quality file review service to our clients.

What We Offer:

We offer a competitive salary and benefits package, as well as the opportunity to work with a great team in a dynamic and growing company.


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