Head of UK Compliance Specialist
4 weeks ago
We are seeking a highly experienced and skilled Head of UK Compliance to join our EMEA Compliance team in London. As the ideal candidate, you will be responsible for providing assurance to senior management that regulatory compliance risks are managed effectively within licensed entities in the UK.
About the Role- Provide pragmatic regulatory advice and support to all businesses and functions to support the development and growth of e-money and payment activities;
- Formulate and review policies and procedures to ensure regulatory compliance with all relevant laws, regulations and group policies;
- Engage and maintain a strong relationship with regulatory authorities and handle all related enquiries (e.g., regulatory inspections);
- Identify regulatory compliance risks, escalate potential regulatory and policy breaches and conduct issues to senior management;
To be successful in this role, you will need:
- At least 10 years of relevant compliance, regulatory or similar experience and preferably five years in a management role;
- Strong regulatory compliance experience and demonstrable skills in payments services compliance, regional regulatory management;
- Knowledgeable in fintech, payment systems or similar legal and regulatory requirements in the UK;
The estimated salary for this position is £90,000 - £120,000 per annum, depending on your level of experience and qualifications.
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Head of Governance and Compliance
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...
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Head of Compliance Governance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are looking for a seasoned professional to fill the position of Head of Compliance and Legal at Compliance Professionals. The successful candidate will have extensive experience in leading Compliance and AML teams and driving a culture of excellence within a fast-paced financial services environment.Main Responsibilities:Lead and manage the...
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Head of Regulatory Compliance
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...
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Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...
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Data Protection Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Data Protection Compliance SpecialistAJ FOX COMPLIANCE is seeking a skilled Data Protection Compliance Specialist to join our team. This exciting role offers a unique opportunity for someone with experience in data protection, risk, and compliance to broaden their skill set.As a Data Protection Compliance Specialist, you will work closely with our...
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Head of Compliance Oversight
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionAs a senior Head of Compliance Oversight at Compliance Professionals, you will be responsible for overseeing the management of global regulatory relationships and driving their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal...
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Data Protection Compliance Specialist
1 month ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a highly skilled Data Protection Compliance Specialist to join our team at AJ Fox Compliance in London. This is a fantastic opportunity for someone with experience in data protection, risk, and compliance.The successful candidate will have the chance to:Monitor compliance with the UK GDPR and other applicable data protection legislationAssist...
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Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance SpecialistCompany OverviewA leading banking firm seeks a skilled Compliance Specialist to join their team. With a strong global presence, this company offers a dynamic work environment and opportunities for growth.Salary$80,000 - $110,000 per annum, depending on experience.Job DescriptionThe successful candidate will assist in the...
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Global Compliance Head
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a Global Compliance Head to join our team at AJ FOX COMPLIANCE in London. This is a leadership role that requires a strong track record of success in compliance and risk management.The ideal candidate will have a deep understanding of compliance regulations and a ability to develop and implement effective compliance programs. They will be...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a qualified Regulatory Compliance Specialist to join our boutique city law firm in London.As a key member of our compliance team, you will work closely with our senior compliance lawyer and the head of risk who is also our Data Protection Officer (DPO). Your primary responsibilities will include:Drafting, monitoring, and advising on compliance...
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Head of Compliance UK
4 weeks ago
London, Greater London, United Kingdom Ant Group Full timeHead of Compliance UK Job DescriptionWe are seeking a highly experienced and skilled Head of Compliance UK to join our EMEA Compliance team in London. As the successful candidate, you will be responsible for ensuring that our business operations in the UK comply with all relevant laws and regulations.About the CompanyAnt Group powers the future of global...
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UK Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full time**Key Responsibilities**Ongoing review of all relevant legal, regulatory, and corporate governance developments or changes that might affect the UK business and its operations, and ensuring the Board and management are fully briefed on these and that it has regard to them when taking decisions.Management and execution of the Compliance monitoring programme,...
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Compliance Leadership Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewThe company is a world-leading specialist broker based in the City, requiring a Global Head of Compliance to oversee global regulatory relationships and manage the implementation of regulatory developments. The ideal candidate will have demonstrated broking/prime broking experience and detailed knowledge of the FCA rules & regulation...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewWe are a global asset management firm with 30-40 offices worldwide. Our team is dedicated to providing top-notch services to our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for reviewing and approving financial...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...
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Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...
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Head of UK GDPR Compliance
4 weeks ago
London, Greater London, United Kingdom Ventula Consulting Full time £90,000Job DescriptionVentula Consulting seeks a highly experienced Head of Data Protection to lead their data protection efforts, ensuring compliance with UK GDPR and wider data protection regulations.This role requires a seasoned professional with a strong background in Data Protection, including experience in a Head of Data Protection, Data Protection Officer or...
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Data Protection Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewWe are working with a fantastic boutique city law firm AJ FOX COMPLIANCE assisting them to hire a Data Protection Manager. This role is an excellent opportunity for somebody who has experience in data protection, risk, and compliance. Our client seeks a talented professional who would like to broaden their skill set.This is a hybrid role based in...
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Global Compliance Leader
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeKey Responsibilities: As the Global Head of Compliance, your key responsibilities will include managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally. You will also be responsible for oversight of global regulatory developments, financial crime risk, and compliance monitoring programmes.About the Role:...
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Compliance Surveillance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob TitleCompliance Surveillance SpecialistCompany OverviewThe Compliance Professionals is a leading securities firm based in the City, dedicated to providing exceptional service to our clients. We are committed to maintaining the highest standards of compliance and risk management.SalaryThe estimated salary for this role is £90,000 - £120,000 per annum,...