Compliance Officer, Quality Systems

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

We are looking for a dedicated Legionella Compliance Officer to join our team at HSL Compliance Limited. As a key member of the Water Hygiene team, you will play a crucial role in ensuring compliance with legionella guidelines.Responsibilities:Conducting regular site visits to monitor and test water systemsCollecting and analysing water samplesMaintaining...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

At Veeva Systems, Inc., we are committed to delivering high-quality solutions that transform the life sciences industry. As a Quality Systems Consultant, you will be responsible for designing and implementing quality systems for our clients in the life sciences sector.We offer a competitive salary of $120,000 per year, plus additional benefits such as health...

Job OverviewWe are seeking an experienced Chief Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all relevant regulations.Provide...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

About the RoleWe are seeking a highly skilled Quality Management Systems Lead to join our team at Risk & Compliance Platform. As a key member of our organization, you will be responsible for leading our Process Governance & Standards Compliance Team.The successful candidate will have a strong background in quality management, with a minimum of 5 years of...

Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...

Key ResponsibilitiesAs a Compliance VP at Compliance Professionals, you will:Maintain policies, procedures, systems, and controls governing IPO and divestment activities.Oversight of compliance with beneficial ownership and other trade reporting rules.Implementation of MNPI protocols for IPO and divestment activity.Perform gatekeeper role for market...

Job OverviewAn exciting opportunity has arisen for a Compliance Officer to join our team at AJ FOX COMPLIANCE. As a highly skilled professional with expertise in Anti-Money Laundering (AML) sanctions and compliance, you will be responsible for handling a broad range of compliance, conflicts and AML issues.About the RoleYou will advise secretaries, fee...

AJ FOX COMPLIANCE is an innovative law firm seeking a dedicated Compliance Officer - Regulatory Expertise to join our forward-thinking team. As a key member of our compliance function, you'll play a vital role in ensuring our business operates within the bounds of relevant laws and regulations.We're looking for someone who is not only passionate about risk...

About the Job: Internal Compliance OfficerAJ Fox Compliance is seeking an experienced Internal Compliance Officer to join our team in London. This is an exciting opportunity for someone with a passion for compliance to support Senior Compliance professionals in internal risk management processes. The ideal candidate will have a strong understanding of SRA...

Job DescriptionWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team on a permanent basis. As a key member of our compliance team, you will be responsible for developing and maintaining a robust compliance framework, managing relationships with regulators, and chairing the Compliance and Conduct Committee.

Job DescriptionWe are seeking a highly skilled Risk Compliance Manager to join our team at AJ FOX COMPLIANCE in London.About the Role:Oversight of a compliance-based team to ensure effective risk management and mitigation strategies are in place.Act as a primary point of contact for business acceptance-related queries, providing expert advice and...

About the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...

Job Description:We are seeking a highly skilled Compliance Officer to join our team at AJ FOX COMPLIANCE. The ideal candidate will have expertise in Anti-Money Laundering (AML) sanctions and compliance.In this role, you will handle a broad range of compliance, conflicts, and AML issues and have the chance to handle escalations from officers.You will advise...

Job Description:The role of a Compliance Analyst at our company involves ensuring that our operations are in line with regulatory requirements and industry standards. As a key member of our team, you will be responsible for implementing and maintaining effective compliance processes to mitigate risks and ensure operational efficiency.Key Responsibilities:•...

Job Overview:As a Senior Governance and Compliance Officer at AJ FOX COMPLIANCE, you will play a key role in ensuring that our organization meets its regulatory obligations and maintains the highest standards of governance and compliance. This is an exciting opportunity for someone who is passionate about risk management, governance, and compliance.About...

**Job Description**The Compliance Associate will be responsible for supporting ongoing annual compliance programme delivery, including reviewing policies and procedures, suggesting improvements, and communicating with relevant internal and external stakeholders. Additionally, the candidate will respond to external compliance-related requests from banks and...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Key Requirements:Experience: 5+ years in an asset management compliance roleKnowledge: UK and European...