Senior Investment Compliance Officer

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

We are seeking a Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance.Key responsibilities...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

About the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...

About the Role: As a Junior Compliance Surveillance Officer at AXA Investment Managers, you will be working closely with the Global Compliance Investment Transversal Business Process team. Your primary responsibility will be to assist in the design, implementation, and reporting of transactional surveillance activities. This includes conducting market...

About JupiterJupiter is a leading investment management company with a strong presence in the UK and globally. With over 500 employees and £51.4 billion in assets under management, we provide investment services to individual and institutional investors through various channels.Our company culture emphasizes the importance of active, healthy lifestyles, and...

Job Summary We are seeking a highly skilled Compliance Senior Manager to join our team at AXA Investment Managers. As a key member of our Compliance Department, you will be responsible for managing the compliance advisory team and providing expert advice on regulatory matters to our investment management business. Key Responsibilities Manage a team of...

Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a Compliance Officer, you will be responsible for ensuring our company's compliance with regulatory requirements and industry standards.Key Responsibilities:Own, maintain, develop and review compliance policies, advising management on...

About the OpportunityWe are seeking a highly skilled and experienced Regulatory Compliance Manager, Financial Institutions to join our team at AXA Investment Managers. The successful candidate will have a strong background in regulatory compliance, with experience working in the financial services industry.About the RoleThis is an exciting opportunity for a...

Job Title: Senior Compliance AdvisorJob Summary: We are seeking a Senior Compliance Advisor to assist on a new project for a leading Investments & Pensions company. The ideal candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs and SIPPs.Key Responsibilities:Review operational SOPs and suggest...

Compliance Officer RoleWe are seeking a Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist with the development and implementation of compliance policies and...

JCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...

Investment Analyst RoleInsight Investment is seeking an Investment Analyst to join the Secured Finance team in London. This role will focus on analysing and recommending structured finance investments across the capital structure from Investment Grade debt to Unrated instruments.Key ResponsibilitiesModelling and evaluating investment opportunities in bespoke...

Compliance Analyst RoleAJ FOX COMPLIANCE is seeking a skilled Compliance Analyst to join their London office. This role will support the Compliance team in all their legal and regulatory duties.Key Responsibilities:Conduct customer due diligence (CDD) for a wide range of clients, reviewing CDD materials and advising on any additional information...

Compliance Monitoring Manager RoleWe are seeking a skilled Compliance Monitoring Manager to join our client for a 6-12 month assignment. The successful candidate will be responsible for:Developing monitoring programmes and conducting initial workEvaluating findings and recommending control and procedural changesEnsuring compliance with procedures and...

As a Senior Compliance Officer at Reward Recruitment, you will play a pivotal role in ensuring our Investment Management firm meets regulatory requirements for investment advice, portfolio management, and record keeping. Your excellent compliance analysis skills will be utilized to convey complex regulatory information while delivering an outstanding...

Company OverviewInsight Investment is a leading global asset manager dedicated to crafting innovative investment solutions tailored to meet the evolving needs of our clients. With a strong focus on collaboration and expertise, we deliver exceptional investment performance while fostering growth in assets under management.Division Description:The Operations...

Job Title: Senior Compliance Advisory ManagerWe are seeking a highly skilled Compliance Advisory Manager to assist a leading Investments & Pensions company on a new project. The role involves reviewing operational SOPs, suggesting amendments, and implementing changes as required. The Compliance Advisory Manager will also engage with regulators and provide...

Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

Job DescriptionPacific Investment Management Co. is a leading investment manager that provides active fixed income solutions to clients globally. We are seeking a Compliance Officer to join our EMEA team in London and play a key role in maintaining a best-in-class Compliance program across PIMCO's EMEA operations.Key Responsibilities Oversee the testing and...