Senior Compliance Advisor
4 weeks ago
Job Title: Senior Compliance Advisor
Job Summary: We are seeking a Senior Compliance Advisor to assist on a new project for a leading Investments & Pensions company. The ideal candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs and SIPPs.
Key Responsibilities:
- Review operational SOPs and suggest amendments and/or enhanced controls where needed
- Assist in implementing any changes to SOPs required
- Assist in engaging with regulators as required
- Advise the business on regulatory interpretation as required on a day-to-day basis
- Oversee that other project processes are properly implemented
Requirements: The role is outside of IR35 and around 50% WFH then the rest at several locations both West & South West of London. The role will start soon and go on for 3–6 months with a permanent role possible at end if desired.
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Senior Legal Advisor
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Title: Senior Legal AdvisorAbout the Role:We are seeking a highly skilled Senior Legal Advisor to join our team at Compliance Recruitment Solutions. As a Senior Legal Advisor, you will be responsible for providing legal guidance and support to our organization on a variety of matters, including investment transactions, strategic projects, corporate...
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Senior Compliance Officer
2 weeks ago
London, Greater London, United Kingdom financial-advisor Full timeOverviewSMBR seeks a trusted partner for long-term growth in financial advisory. As a Senior Compliance Officer, you will play a key role in providing advice and guidance on financial crime compliance, managing service provision, and supporting the development of regional strategies.
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Senior Financial Crime Advisor
6 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionThe Role:We are seeking a seasoned financial crime professional to join our team as a Senior Financial Crime Advisor.Key Responsibilities:Provide expert advice and guidance on financial crime matters to internal stakeholders and external partners.Conduct thorough reviews of financial crime related documentation to ensure compliance with...
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Senior Risk and Compliance Specialist
4 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout AJ FOX COMPLIANCEWe are a dynamic international law firm seeking an experienced Conflicts and AML Advisor to join our team of analysts in London.
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Senior Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Senior Compliance SpecialistWe are seeking a highly skilled Senior Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for providing management information and attending relevant internal meetings, responding to queries from across the business relating to SMCR matters, advising business...
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Senior Risk Compliance Advisor
3 weeks ago
London, Greater London, United Kingdom Robert Walters UK Full timeOur client, a leading financial institution, seeks a skilled Senior Risk Compliance Advisor to join their team in London.This role offers a unique opportunity to work within the EMEA Financial Crime Team, managing the company's financial crime compliance programme.Key Responsibilities:Provide expert advice and guidance to the business and management on AML...
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Head of Financial Crime Compliance Director
1 month ago
London, Greater London, United Kingdom financial-advisor Full timeAbout the RoleWe are seeking a highly skilled and experienced Head of Financial Crime Compliance to join our team. As a trusted advisor, you will play a critical role in ensuring the bank's financial crime compliance framework remains fit for purpose.Key ResponsibilitiesProvide expert advice and guidance on financial crime compliance matters to the London...
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Compliance Expert
1 week ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeA compliance expert with PWM/advisor/buy side experience is sought to join a growing UK and US Compliance Consulting Firm.Job DescriptionThe successful candidate will work autonomously as part of a collegiate and technically competent team, reporting to the Managing Director. Key responsibilities include:Supervising junior members of the AR Platform...
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Senior Legal Advisor
1 month ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Title: Senior Legal Advisor - UK Qualified Solicitor with Funds ExpertiseJob Summary: We are seeking a highly experienced Senior Legal Advisor to join our team in the UK division of a Global Asset Manager. The successful candidate will be responsible for ensuring effective management of all legal matters and providing strategic legal advice across the...
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Senior Compliance Director
4 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Title: Senior Compliance DirectorSalary Range: £100,000 - £130,000 per annumAbout the Role:This is an outstanding opportunity for an experienced Senior Compliance Director to join a leading Global Payments business in a key role at an exciting time of their growth and expansion.Key Responsibilities:Leading the Compliance monitoring programme and...
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senior legal advisor with funds expertise
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Legal Advisor - UK Qualified Solicitor with Funds ExpertiseThis is an exciting opportunity for a Senior Legal Advisor to join the UK division of a Global Asset Manager. As a UK qualified Solicitor with at least 5 years' experience gained in Funds or Asset Management, you will be responsible for ensuring effective management of all legal matters and...
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Compliance Monitoring Senior Advisor
3 weeks ago
London, Greater London, United Kingdom Evelyn Partners Full timeAbout the RoleWe are seeking a highly skilled Compliance Monitoring Senior Advisor to join our team at Evelyn Partners. As a key member of our Compliance department, you will play a critical role in ensuring that our business operates in accordance with regulatory requirements and industry best practices.As a Compliance Monitoring Senior Advisor, you will be...
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Senior Compliance Lawyer
3 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAre you an ambitious and forward-thinking solicitor with 5+ years PQE looking for your next law firm risk and compliance role?AJ Fox Compliance is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate has a background in law firm regulation, complaints handling or commercial contracts and can support...
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Compliance Manager Policy Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Manager Policy to join our team at Compliance Professionals. The successful candidate will be responsible for proactively identifying and reviewing regulatory developments and changes, assessing their impact on the business and its products and services.Key Responsibilities:Proactively identify and...
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Senior Wealth Management Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...
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Senior Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe're looking for a Senior Compliance Specialist to join AJ FOX COMPLIANCE as part of our prestigious full-service law firm. This is a fantastic opportunity for someone looking to develop their compliance career, with hands-on experience in AML, conflicts management, and other regulatory matters.This diverse and engaging role allows an ambitious individual...
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Compliance Consultant
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Consultant OpportunityWe are seeking an experienced Compliance Consultant to join our team. The ideal candidate will have a strong background in compliance, with a focus on PWM/Advisor/Buy Side experience.Key Responsibilities:Supervise and mentor junior members of the AR Platform teamProvide compliance advice and anticipate regulatory compliance...
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Senior Risk and Compliance Specialist
1 month ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeSenior Risk and Compliance SpecialistWe are seeking a highly skilled Senior Risk and Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a Senior Risk and Compliance Specialist, you will be responsible for conducting thorough AML checks, ensuring compliance with our firm's policies by reviewing documentation and performing risk assessments for...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance.Key responsibilities...
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Senior Compliance Advisor
4 weeks ago
London, Greater London, United Kingdom Barings Full timeAt Barings, we recognize the importance of a strong compliance framework in supporting our business operations. As a Senior Compliance Advisor, you will play a vital role in providing expert guidance and advice on regulatory matters, ensuring that our organization remains compliant with relevant laws and regulations.We are seeking a highly skilled and...