Compliance Risk Manager

21 hours ago


Southampton, Southampton, United Kingdom AJ FOX COMPLIANCE Full time
Job Title: Compliance Administrator

We are seeking an experienced Compliance Administrator to join our team at AJ FOX COMPLIANCE. This role will involve overseeing the central onboarding process, meeting CDD requirements for new client intake, and supporting partners and fee earners to ensure regulatory obligations are met.

To succeed in this position, you will need excellent interpersonal and communication skills, good analytical and organisational skills, and attention to detail.

The key responsibilities of this role include:

  • Processing matters, establishing who the client is and any beneficial owners/controllers
  • Determining what CDD is required to meet regulatory requirements
  • Monitoring the onboarding process for each matter
  • Carrying out open-source searches and taking appropriate action according to processes and procedures
  • Carrying out client risk assessments for each matter
  • Updating the database to allow for ongoing sanctions screening

This is a fantastic opportunity to work with a leading compliance firm, gaining valuable experience and knowledge of AML legislation and regulatory requirements.



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