Regulatory Lawyer Expertise Opportunity

2 weeks ago


London, Greater London, United Kingdom Chadwick Nott Full time

As a highly skilled Regulatory Lawyer, you will play a key role in ensuring the compliance of our client's operations with applicable laws and regulations.

The ideal candidate will have extensive experience working within a regulated financial services organisation, providing expert advice on a wide range of regulatory matters. You will collaborate closely with senior management, the Compliance team, and other internal departments to navigate the complex regulatory landscape.

  • You will advise on and interpret regulations issued by financial regulatory bodies, including the FCA and other relevant regulators.
  • As the primary legal point of contact, you will provide guidance on all regulatory legal queries and enquiries.
  • You will develop, implement, and ensure the company's policies, procedures, and products are compliant with current and evolving regulations.
  • Leading the development and implementation of regulatory compliance programmes, you will work closely with compliance colleagues.
  • You will provide legal counsel on complex regulatory matters, including licensing, reporting obligations, and risk management.
  • Drafting, reviewing, and negotiating contracts, agreements, and other legal documents in line with regulatory requirements is also a key responsibility.
  • You will lead the legal structuring, formation, and launch of investment funds across various asset classes.
  • Identifying and assessing regulatory risks, you will work with cross-functional teams to develop mitigation strategies.
  • You will monitor and report on regulatory changes, trends, and provide proactive advice on potential implications for the business.
  • Ensuring timely and effective communication of regulatory risks to senior management is crucial.
  • You will provide training and guidance to internal teams on regulatory developments and their impact on the business.
  • Overseeing and effectively managing external legal counsel on regulatory legal matters is also a key responsibility.

This is a hybrid opportunity requiring 3 days a week based from the central London or Bristol office.

Please send your CV for consideration if you feel you have the skills and experience suitable for this position.



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