Business Assurance Specialist
4 days ago
We are seeking an experienced Business Assurance Specialist to join our team. As a key member of our business, you will be responsible for ensuring that our clients meet the required compliance standards.
Responsibilities:- Conducting sample QC of KYB reviews of lower risk clients performed by RMs in conjunction with Business Compliance Support Team.
- Carrying out sample QC of uploaded documents on Viewit by Business Compliance Support Team for accuracy.
Our client offers a comprehensive range of retail and corporate financial services/products. This thriving business boasts over 10 million active customers in over 700 business locations.
Requirements:- Substantial experience in KYC / KYB reviews process assurance is a prerequisite.
- Working knowledge of FCA regulations, in particular conduct rules, AML and financial crime requirements.
- Experience with delivery of best practice quality assurance checks to ensure business meets the required compliance standards.
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Business Assurance Specialist
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Business Assurance Specialist
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London, Greater London, United Kingdom Quilter plc Full timeAbout the BusinessWe are part of Quilter plc, a leading provider of advice, investment platforms, and discretionary fund management. Our company is listed on the London and Johannesburg stock exchanges and manages over £111. We are one of the UK's largest wealth management firms, offering expert discretionary investment management and financial planning...
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