Compliance Expert
5 days ago
A Compliance Expert is required to assist with the day-to-day running of the Compliance Department, ensuring all regulatory requirements are fulfilled, documented, and communicated in a professional manner.
About the Role- To oversee department activities in the absence of the Manager with one direct report.
- To work collaboratively with Business Units to enhance compliance and strengthen business processes.
- To support building Continuity Plans and improving current processes.
- To manage the updating of Internal Controls over Financial Reporting (ICFR) documentation.
- To conduct interviews and surveys to ensure employees comply with regulations across various departments.
- To investigate the root cause of compliance issues when they arise.
- To educate employees and partners through documentation on how to improve compliance.
- To examine and improve auditing processes to resolve compliance issues promptly or prevent them entirely.
- Strong legal compliance experience and understanding of auditing principles.
- Understanding of the importance of business controls and legal compliance.
- An inquisitive nature, with the ability to question and investigate.
- Friendly and personable, with strong relationship-building skills.
- Thorough attention to detail, with precision in work delivery.
A competitive salary of £50,000 - £60,000 per annum, depending on experience.
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Senior Financial Services Compliance Officer
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