AML and Compliance Specialist

1 month ago


Newton Abbot, Devon, United Kingdom Vibright Full time

Vibright, a dynamic wealth management business, seeks a seasoned Compliance Officer to lead regulatory initiatives. This exciting role involves developing and implementing compliance policies and procedures to ensure regulatory risks are mitigated and the company operates in accordance with all regulatory requirements.

You'll be responsible for risk assessments, policy reviews, and process improvements, as well as collaborating with senior management to drive compliance standards. Your expertise in Regulatory Compliance will help strengthen our compliance framework.

To succeed in this role, you'll need a deep understanding of FCA regulations and compliance requirements within an IFA environment. Experience in a similar role gained within the IFA/Wealth Management sector is desirable, and holding a Level 4 Diploma in Financial Planning is preferred.

The estimated salary for this position is around £55,000 per annum, depending on experience. Benefits include a pension scheme, bonus structure, and holiday entitlement.

As a Compliance Officer at Vibright, you'll have the opportunity to grow professionally, develop your skills, and contribute to the company's continued success.



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