Risk and Compliance Manager
1 week ago
As a Group Risk and Compliance Manager at Lloyd & Whyte, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a culture of 'Treating Customers Fairly'. Your key objectives will include achieving individual and team KPIs, ensuring compliance with regulatory standards, and promoting the company's values and culture.
Key Skills and Behaviours- Leadership and Management: You will be a talented and assured leader with the ability to encourage and work in a trusted environment.
- Regulatory Knowledge: You will have a thorough understanding of FCA regulations, particularly Conduct Risk and Consumer Duty.
- Communication and Influencing: You will be confident and capable in communicating, networking, presenting, influencing, and managing relationships.
- Project Management: You will be organised and resourceful with exceptional ability to project manage and delegate.
- Industry Qualification: You will hold a recognised industry and/or professional Level 3 Qualification.
- Commitment to Compliance: You will be committed to working towards the ICO Advanced Certificate in Compliance.
-
Risk and Compliance Manager
2 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a culture of 'Treating Customers Fairly'. This will involve achieving individual objectives and key performance indicators, as well as overseeing compliance 'sign-offs' and regulatory...
-
Risk and Compliance Manager
2 months ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeAbout the RoleWe are seeking a highly skilled and experienced Risk and Compliance Manager to join our team at Lloyd & Whyte. As a key member of our organization, you will play a critical role in ensuring that our business operates within the required regulatory standards.Key ResponsibilitiesAchieve Individual Objectives: Set and achieve individual objectives...
-
Risk and Compliance Manager
2 months ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeAbout the RoleWe are seeking a highly skilled and experienced Risk and Compliance Manager to join our team at Lloyd & Whyte. As a key member of our organization, you will play a critical role in ensuring that our business operates within the required regulatory standards.Key ResponsibilitiesAchieve Individual Objectives: Set and achieve individual objectives...
-
Risk and Compliance Manager
4 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeAbout the RoleWe are seeking a highly skilled Risk and Compliance Manager to join our team at Lloyd & Whyte. As a key member of our organization, you will play a critical role in ensuring that our business operates within the required regulatory standards.Key ResponsibilitiesAchieve Individual Objectives: Set and agree individual objectives and key...
-
Compliance and Risk Management Specialist
4 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
-
Compliance and Risk Management Specialist
4 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
-
Compliance and Risk Management Specialist
3 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
-
Compliance and Risk Management Specialist
4 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
-
Compliance and Risk Management Specialist
4 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
-
Compliance and Risk Management Specialist
3 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
-
Compliance and Risk Management Specialist
1 month ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing compliance strategies to mitigate risk and ensure regulatory complianceOverseeing the implementation of regulatory requirements and ensuring...
-
Risk and Compliance Manager
1 week ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring compliance with regulatory requirements and maintaining a culture of 'Treating Customers Fairly'. This will involve achieving individual objectives and key performance indicators, as well as overseeing compliance 'sign-offs' and regulatory breaches.Key Skills...
-
Compliance and Risk Management Specialist
4 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing compliance strategies to mitigate risk and ensure regulatory complianceOverseeing the implementation of compliance policies and procedures...
-
Compliance and Risk Management Specialist
4 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing compliance strategies to mitigate risk and ensure regulatory complianceOverseeing the implementation of compliance policies and procedures...
-
Compliance and Risk Management Specialist
3 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing compliance strategies to mitigate risk and ensure regulatory complianceOverseeing the implementation of compliance policies and procedures...
-
Compliance and Risk Management Specialist
3 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing compliance strategies to mitigate risk and ensure regulatory complianceOverseeing the implementation of compliance policies and procedures...
-
Compliance and Risk Management Specialist
1 month ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeJob SummaryWe are seeking a highly skilled Compliance and Risk Management Specialist to join our team at Lloyd & Whyte. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and managing risk across the business.Key ResponsibilitiesCompliance Management: Ensure that all business activities are...
-
Compliance and Risk Management Specialist
3 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeJob SummaryWe are seeking a highly skilled Compliance and Risk Management Specialist to join our team at Lloyd & Whyte. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and managing risk across the business.Key ResponsibilitiesCompliance Management: Ensure that all business activities are...
-
Compliance and Risk Management Specialist
3 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeJob SummaryWe are seeking a highly skilled Compliance and Risk Management Specialist to join our team at Lloyd & Whyte. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and managing risk across the business.Key ResponsibilitiesCompliance Management: Ensure that all business activities are...
-
Compliance and Risk Management Specialist
1 month ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeJob SummaryWe are seeking a highly skilled Compliance and Risk Management Specialist to join our team at Lloyd & Whyte. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and managing risk across the business.Key ResponsibilitiesCompliance Management: Ensure that all business activities are...