Risk and Compliance Manager

1 week ago


South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full time
Key Responsibilities

As a Group Risk and Compliance Manager at Lloyd & Whyte, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a culture of 'Treating Customers Fairly'. Your key objectives will include achieving individual and team KPIs, ensuring compliance with regulatory standards, and promoting the company's values and culture.

Key Skills and Behaviours
  • Leadership and Management: You will be a talented and assured leader with the ability to encourage and work in a trusted environment.
  • Regulatory Knowledge: You will have a thorough understanding of FCA regulations, particularly Conduct Risk and Consumer Duty.
  • Communication and Influencing: You will be confident and capable in communicating, networking, presenting, influencing, and managing relationships.
  • Project Management: You will be organised and resourceful with exceptional ability to project manage and delegate.
Qualifications and Commitment
  • Industry Qualification: You will hold a recognised industry and/or professional Level 3 Qualification.
  • Commitment to Compliance: You will be committed to working towards the ICO Advanced Certificate in Compliance.


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