Compliance and Risk Management Specialist

3 weeks ago


South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full time
Job Summary

We are seeking a highly skilled Compliance and Risk Management Specialist to join our team at Lloyd & Whyte. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and managing risk across the business.

Key Responsibilities
  • Compliance Management: Ensure that all business activities are conducted in accordance with relevant laws, regulations, and industry standards.
  • Risk Assessment: Identify, assess, and mitigate risks that could impact the business, its customers, or its reputation.
  • Regulatory Reporting: Prepare and submit regulatory reports, including FCA returns, on a timely basis.
  • Training and Competence: Develop and deliver training programs to ensure that employees have the necessary skills and knowledge to perform their roles effectively.
  • Audit and Review: Conduct regular audits and reviews to ensure compliance with regulatory requirements and identify areas for improvement.
  • Stakeholder Management: Build and maintain relationships with key stakeholders, including regulatory bodies, customers, and colleagues.
Requirements
  • Qualifications: Recognized industry and/or professional Level 3 Qualification, with a commitment to working towards the ICO Advanced Certificate in Compliance.
  • Skills and Behaviours: Demonstrated ability to work in a regulated environment, with strong knowledge of FCA regulations and industry standards. Excellent communication, interpersonal, and problem-solving skills.


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