Compliance and Risk Management Specialist
7 days ago
We are seeking a highly skilled Compliance and Risk Management Specialist to join our team at Lloyd & Whyte. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and managing risk across the business.
Key Responsibilities- Compliance Management: Ensure that all business activities are conducted in accordance with relevant laws, regulations, and industry standards.
- Risk Assessment: Identify, assess, and mitigate risks that could impact the business, its customers, or its reputation.
- Regulatory Reporting: Prepare and submit regulatory reports, including FCA returns, on a timely basis.
- Training and Competence: Develop and implement training programs to ensure that employees have the necessary skills and knowledge to perform their roles effectively.
- Audit and Review: Conduct regular audits and reviews to ensure compliance with regulatory requirements and identify areas for improvement.
- Stakeholder Management: Build and maintain relationships with key stakeholders, including regulatory bodies, customers, and colleagues.
- Qualifications: Recognized industry and/or professional Level 3 Qualification, with a commitment to working towards the ICO Advanced Certificate in Compliance.
- Skills and Behaviours: Demonstrated ability to work in a regulated environment, with strong knowledge of FCA regulations and industry standards. Excellent communication, interpersonal, and problem-solving skills.
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Compliance and Risk Management Specialist
3 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeJob SummaryWe are seeking a highly skilled Compliance and Risk Management Specialist to join our team at Lloyd & Whyte. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and managing risk across the business.Key ResponsibilitiesCompliance Management: Ensure that all business activities are...
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Compliance and Risk Management Specialist
3 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeJob SummaryWe are seeking a highly skilled Compliance and Risk Management Specialist to join our team at Lloyd & Whyte. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and managing risk across the business.Key ResponsibilitiesCompliance Management: Ensure that all business activities are...
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Compliance and Risk Management Specialist
2 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
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Compliance and Risk Management Specialist
2 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
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Compliance and Risk Management Specialist
2 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
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Compliance and Risk Management Specialist
3 days ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
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Compliance and Risk Management Specialist
2 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
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Compliance and Risk Management Specialist
3 days ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing effective compliance strategies to mitigate risk and ensure regulatory compliance.Overseeing the implementation of compliance policies and...
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Compliance and Risk Management Specialist
3 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing compliance strategies to mitigate risk and ensure regulatory complianceOverseeing the implementation of regulatory requirements and ensuring...
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Compliance and Risk Management Specialist
3 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing compliance strategies to mitigate risk and ensure regulatory complianceOverseeing the implementation of regulatory requirements and ensuring...
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Compliance and Risk Management Specialist
2 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing compliance strategies to mitigate risk and ensure regulatory complianceOverseeing the implementation of compliance policies and procedures...
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Compliance and Risk Management Specialist
2 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing compliance strategies to mitigate risk and ensure regulatory complianceOverseeing the implementation of compliance policies and procedures...
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Compliance and Risk Management Specialist
1 week ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing compliance strategies to mitigate risk and ensure regulatory complianceOverseeing the implementation of compliance policies and procedures...
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Compliance and Risk Management Specialist
7 days ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and managing risk. This will involve:Developing and implementing compliance strategies to mitigate risk and ensure regulatory complianceOverseeing the implementation of compliance policies and procedures...
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Compliance and Risk Management Specialist
2 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a culture of 'Treating Customers Fairly'. Your primary objectives will include:Achieving individual objectives and key performance indicators as set and agreedEnsuring compliance KPIs and...
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Compliance and Risk Management Specialist
2 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeKey ResponsibilitiesAs a key member of the Lloyd & Whyte team, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a culture of 'Treating Customers Fairly'. Your primary objectives will include:Achieving individual objectives and key performance indicators as set and agreedEnsuring compliance KPIs and...
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Risk and Compliance Manager
1 month ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeAbout the RoleWe are seeking a highly skilled and experienced Risk and Compliance Manager to join our team at Lloyd & Whyte. As a key member of our organization, you will play a critical role in ensuring that our business operates within the required regulatory standards.Key ResponsibilitiesAchieve Individual Objectives: Set and achieve individual objectives...
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Risk and Compliance Manager
1 month ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeAbout the RoleWe are seeking a highly skilled and experienced Risk and Compliance Manager to join our team at Lloyd & Whyte. As a key member of our organization, you will play a critical role in ensuring that our business operates within the required regulatory standards.Key ResponsibilitiesAchieve Individual Objectives: Set and achieve individual objectives...
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Risk and Compliance Manager
2 weeks ago
South Ockendon, Thurrock, United Kingdom Lloyd & Whyte Full timeAbout the RoleWe are seeking a highly skilled Risk and Compliance Manager to join our team at Lloyd & Whyte. As a key member of our organization, you will play a critical role in ensuring that our business operates within the required regulatory standards.Key ResponsibilitiesAchieve Individual Objectives: Set and agree individual objectives and key...
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Risk and Compliance Manager
3 weeks ago
South Ockendon, Thurrock, United Kingdom Ecclesiastical Insurance Group Full timeAbout the RoleWe are seeking an experienced Risk and Compliance Manager to join our team at Lloyd & Whyte, a proud part of Benefact Group. As a key member of our Risk and Compliance team, you will play a crucial role in delivering our Annual Risk and Compliance Monitoring Programme.Working closely with our Heads of Risk and Compliance, you will be...