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Risk and Compliance Manager
1 month ago
As a key member of the Lloyd & Whyte team, you will be responsible for ensuring compliance with regulatory requirements and maintaining a culture of 'Treating Customers Fairly'. This will involve achieving individual objectives and key performance indicators, as well as overseeing compliance 'sign-offs' and regulatory breaches.
Key Skills and Qualifications- Regulatory Compliance: You will have a strong understanding of FCA regulations, particularly Conduct Risk & Consumer Duty, and be able to apply this knowledge to ensure compliance with regulatory requirements.
- Leadership and Management: You will be a talented and assured leader with the ability to encourage and work in a trusted environment, promoting a team focus on technical excellence with service and quality standards at the forefront.
- Communication and Influencing: You will be confident and capable in communicating, networking, presenting, influencing, managing relationships, and providing an excellent client experience.
- Project Management: You will be organised and resourceful with exceptional ability to project manage and delegate, ensuring that compliance processes are efficient and effective.
- Industry and/or Professional Qualification: You will hold a recognised industry and/or professional Level 3 Qualification.
- Commitment to Professional Development: You will be committed to work towards the ICO Advanced Certificate in Compliance.
