Regulatory Compliance Specialist

3 weeks ago


Reading, Reading, United Kingdom Forward Role Full time

Job Title: Regulatory Consultant

Job Summary:

We are seeking a highly skilled Regulatory Consultant to join our team at Forward Role. As a key member of our financial services team, you will play a critical role in ensuring our clients meet risk mitigation goals and deliver exceptional customer outcomes.

Key Responsibilities:

  • Provide comprehensive regulatory compliance support to help our clients meet risk mitigation goals and deliver positive customer outcomes.
  • Identify trends and opportunities to ensure a high-quality service and establish our clients as market leaders for directly authorised firms.
  • Develop and implement effective risk management strategies to mitigate potential risks and ensure compliance with regulatory requirements.
  • Collaborate with cross-functional teams to ensure seamless delivery of regulatory compliance services.

Requirements:

  • Proven experience in regulatory compliance and risk management.
  • Strong knowledge of financial services regulations and risk management principles.
  • Excellent communication and interpersonal skills.
  • Ability to work in a fast-paced environment and prioritize multiple tasks.

What We Offer:

  • A competitive salary of £50,000.
  • A dynamic and supportive work environment.
  • Opportunities for professional growth and development.


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clayton Davies. As a Regulatory Compliance Specialist, you will play a critical role in ensuring that our clients' businesses operate within the bounds of regulatory requirements.Key Responsibilities:Develop and implement effective...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clayton Davies. As a Regulatory Compliance Specialist, you will play a critical role in ensuring that our clients' businesses operate within the bounds of regulatory requirements.Key Responsibilities:Develop and implement effective...


  • Reading, Reading, United Kingdom Forward Role Full time

    Regulatory Compliance SpecialistForward Role is seeking a skilled Regulatory Compliance Specialist to provide regulatory compliance support to help the firm meet risk mitigation goals and deliver positive customer outcomes.Key ResponsibilitiesDeliver comprehensive compliance support to ensure the firm meets regulatory requirements.Identify trends and...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job OpportunityWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clayton Davies. As a key member of our Compliance function, you will play a vital role in ensuring our clients meet regulatory requirements and maintain high standards of compliance.Key Responsibilities:As a Regulatory Compliance Specialist, you will be...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job OpportunityWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clayton Davies. As a key member of our Compliance function, you will play a vital role in ensuring our clients meet regulatory requirements and maintain high standards of compliance.Key Responsibilities:As a Regulatory Compliance Specialist, you will be...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job OpportunityWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clayton Davies. As a key member of our Compliance function, you will play a vital role in ensuring our clients' businesses operate within the regulatory framework.Key ResponsibilitiesDeliver comprehensive Compliance Support Services to clients, ensuring they...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Field Based Compliance ConsultantAt Clayton Davies, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a Field Based Compliance Consultant, you will play a crucial role in providing Compliance support to our directly authorised businesses.Key Responsibilities:Compliance Support Services: Prepare and deliver...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Field Based Compliance ConsultantAt Clayton Davies, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a Field Based Compliance Consultant, you will play a crucial role in providing Compliance support to our directly authorised businesses.Key Responsibilities:Compliance Support Services: Prepare and deliver...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Regulatory Compliance SpecialistJoin Clayton Davies, a highly successful firm operating in the Wealth Management space, as a Regulatory Compliance Specialist. This role is responsible for providing Compliance support to a list of directly authorised businesses.Key Responsibilities:Prepare and deliver comprehensive and practical Compliance Support...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Regulatory Compliance SpecialistJoin Clayton Davies, a highly successful firm operating in the Wealth Management space, as a Regulatory Compliance Specialist. This role is responsible for providing Compliance support to a list of directly authorised businesses.Key Responsibilities:Prepare and deliver comprehensive and practical Compliance Support...


  • Reading, Reading, United Kingdom https:www.broadgatestaffing.comsitemap Full time

    As a Regulatory Compliance Specialist, you will play a key role in delivering support in regulatory compliance services to produce positive outcomes for customers.Key ResponsibilitiesStay up-to-date with the latest regulatory requirements and ensure compliance with all relevant laws and regulations.Provide effective compliance support services to clients,...


  • Reading, Reading, United Kingdom Broadgate Full time

    At Broadgate, we are seeking a Regulatory Compliance Specialist to deliver support in regulatory compliance services, producing positive outcomes for customers.Key ResponsibilitiesStay up-to-date with technical knowledge of regulationsProvide an effective Compliance Support ServiceSupport customers in training and/or meetings, representing the business in a...


  • Reading, Reading, United Kingdom Forward Role Full time

    Job DescriptionForward Role is seeking a Regulatory Compliance Specialist to provide support in helping the firm meet risk mitigation goals and deliver positive customer outcomes.Key ResponsibilitiesDeliver comprehensive compliance support to ensure a high-quality service and establish the brand as a market leader for directly authorised firms.Identify...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Compliance CoordinatorAre you a detail-oriented professional with a passion for regulatory compliance? Do you have experience in the Wealth Management space? We're looking for a skilled Compliance Coordinator to join our team at Clayton Davies.Job SummaryWe're seeking a highly organized and analytical Compliance Coordinator to support our...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Compliance CoordinatorAre you a detail-oriented professional with a passion for regulatory compliance? Do you have experience in the Wealth Management space? We're looking for a skilled Compliance Coordinator to join our team at Clayton Davies.Job SummaryWe're seeking a highly organized and analytical Compliance Coordinator to support our...


  • Reading, Reading, United Kingdom Forward Role Full time

    Job OverviewForward Role is seeking a highly skilled Regulatory Consultant to join our team in Reading Area. As a key member of our team, you will play a crucial role in providing regulatory compliance support to help the firm meet risk mitigation goals and deliver positive customer outcomes.Key Responsibilities:Develop and implement comprehensive compliance...


  • Reading, Reading, United Kingdom Forward Role Full time

    Job OverviewForward Role is seeking a highly skilled Regulatory Consultant to join our team in Reading Area. As a key member of our team, you will play a crucial role in providing regulatory compliance support to help the firm meet risk mitigation goals and deliver positive customer outcomes.Key Responsibilities:Develop and implement comprehensive compliance...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Field Based Compliance ConsultantClayton Davies is seeking a highly skilled Regulatory Compliance Consultant to join our team in the Wealth Management space. As a key member of our Compliance function, you will play a crucial role in providing Compliance support to our directly authorised businesses.Key Responsibilities:Compliance Support...


  • Reading, Reading, United Kingdom Clayton Davies Full time

    Job Title: Field Based Compliance ConsultantClayton Davies is seeking a highly skilled Regulatory Compliance Consultant to join our team in the Wealth Management space. As a key member of our Compliance function, you will play a crucial role in providing Compliance support to our directly authorised businesses.Key Responsibilities:Compliance Support...


  • Reading, Reading, United Kingdom Forward Role Full time

    Regulatory Consultant RoleForward Role is seeking a highly skilled Regulatory Consultant to join our team in the Reading Area. As a key member of our team, you will provide regulatory compliance support to help the firm meet risk mitigation goals and deliver positive customer outcomes.Key Responsibilities:Deliver comprehensive compliance solutions to ensure...