Regulatory Compliance Specialist

4 weeks ago

Reading, Reading, United Kingdom Clayton Davies Full time
Job Title: Compliance Coordinator

Are you a detail-oriented professional with a passion for regulatory compliance? Do you have experience in the Wealth Management space? We're looking for a skilled Compliance Coordinator to join our team at Clayton Davies.

Job Summary

We're seeking a highly organized and analytical Compliance Coordinator to support our Compliance function in delivering high-quality services to our clients. As a key member of our team, you'll be responsible for preparing and delivering comprehensive Compliance Support Services, producing reports and action plans, and maintaining and developing your technical and regulatory knowledge.

Key Responsibilities
  • Prepare and deliver Compliance Support Services to clients, including preparing reports and action plans
  • Support the Compliance function in delivering high-quality services to clients
  • Maintain and develop your technical and regulatory knowledge
  • Support negotiation of Contract Renewals and management of retention risk with internal and external stakeholders
  • Actively support and engage with business projects as required by the Regulatory Manager
Requirements

To be successful in this role, you'll need:

  • A Level 4 Diploma in Financial Planning or equivalent
  • Previous compliance experience in the Wealth Management space
What We Offer

We offer a competitive salary, 7% bonus, and a range of benefits, including private medical insurance and a field-based role with a mix of home and field work. If you're passionate about regulatory compliance and have a strong background in the Wealth Management space, we'd love to hear from you.

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