Regulatory Compliance Specialist

4 weeks ago


Reading, Reading, United Kingdom Clayton Davies Full time
Job Title: Regulatory Compliance Specialist

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Clayton Davies. As a Regulatory Compliance Specialist, you will play a critical role in ensuring that our clients' businesses operate within the bounds of regulatory requirements.

Key Responsibilities:
  • Develop and implement effective compliance strategies to mitigate regulatory risk.
  • Conduct regular compliance audits and risk assessments to identify areas for improvement.
  • Provide guidance and support to clients on compliance matters, including regulatory requirements and best practices.
  • Collaborate with internal stakeholders to ensure compliance with regulatory requirements and company policies.
  • Stay up-to-date with changes in regulatory requirements and industry developments.
Requirements:
  • Level 4 Diploma in Financial Planning or equivalent.
  • J07 or equivalent qualification would be beneficial.
  • Previous compliance experience in the Wealth Management space.

What We Offer:

  • Competitive salary and benefits package.
  • Opportunities for professional growth and development.
  • Collaborative and dynamic work environment.


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