Compliance and Regulatory Oversight Professional

We are seeking a Regulatory Oversight Professional to join our esteemed client's team, bringing exceptional expertise in compliance management.Key Accountabilities:Collaborate closely with stakeholders to develop and implement effective compliance strategies.Foster strong relationships within the organization.Ensure that all investment products and processes...

The FCA is seeking a Regulatory Oversight Professional to join its Risk and Compliance team. In this role, you will work closely with senior management and colleagues across the organization to ensure effective regulatory oversight and risk management.Job RequirementsAs a Regulatory Oversight Professional, you will:Develop and implement risk management...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

**Company Overview**Compliance Professionals is a leading electronic brokerage firm based in the City.Job Description:We are looking for a skilled Risk Oversight Coordinator to join our team based in London. As a Risk Oversight Coordinator, you will be responsible for assisting the Compliance department with its advisory role in the business by conducting...

Career OpportunityWe're seeking a highly skilled Regulatory Oversight Professional to join our team. As a key member of our risk assurance function, you'll be responsible for overseeing systems and controls across our organization, ensuring compliance with regulatory requirements and industry best practices.You'll have a strong knowledge of UK financial...

Reed Professional Services is seeking a highly skilled Regulatory Oversight Specialist to play a pivotal role in the maintenance of public confidence in the protection of animals used in scientific procedures. This critical position ensures compliance with the Animals (Scientific Procedures) Act (ASPA) and requires a professional with a veterinary or medical...

Job OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

Attribution Search, a top-ranking and long-standing multi-billion dollar hedge fund, seeks a Regulatory Oversight Specialist for its expanding business in London.The Global Fund has a significant presence in Europe, the US, and Asia, offering a diverse investment strategy and product suite. As the fund's HQ is based in London, it serves as the hub for all...

About the Role:As a key member of the TD Bank Group's Compliance team, the Compliance Oversight Officer will play a critical role in ensuring the effective implementation and management of our global compliance program. This will involve working closely with stakeholders across the organization to identify, assess, and mitigate compliance risks, and to...

Company OverviewStarling Bank is a leading UK bank with a culture of innovation and disruption. Our mission is to radically reshape banking for the better, and we're seeking a skilled Regulatory Compliance Specialist to join our Conduct Oversight team.About the RoleWe are looking for an experienced Regulatory Compliance Specialist to provide second-line...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

We are seeking a highly skilled Regulatory Compliance Professional to join our clients London office. Job DescriptionThis role involves monitoring compliance with laws and regulations, conducting audits, and providing guidance to staff on compliance matters. Key responsibilities include:Compliance Monitoring: Monitor and review products and processes...

Alexander Barnes is seeking a Senior Compliance Officer to lead a European Payments FinTech search.This role is responsible for ensuring regulatory adherence and managing compliance risks as the company continues its growth trajectory.The Compliance Conduct Lead will play a key role in the oversight of policies, frameworks, and risk management processes,...

**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

Compliance Professionals seek a seasoned professional for the role of Global Head of Regulatory Excellence. The ideal candidate will have demonstrated expertise in broking or prime broking and a deep understanding of regulatory frameworks.The position involves overseeing global regulatory relationships, providing advisory coverage to all business desks...