Financial Services Governance Lead
1 month ago
**Responsibilities:**
- Develop and maintain a strong product governance framework
- Oversee periodic reviews of existing products and services
- Manage new products and services, including conducting risk assessments and securing necessary approvals
- Oversee Target Market Assessments (TMAs) and Fair Value Assessments (FVAs)
- Manage Risk of Harms assessments, focusing on the proper treatment of Vulnerable Clients
- Maintain oversight of Consumer Duty Dashboards and metrics
- Ensure due diligence processes across the value chain
- Monitor regulatory developments and implement new processes as needed
**Requirements:**
- A degree in Finance, Business, or a related field, along with a professional qualification such as CFA, CISI, or equivalent
- Significant experience in financial services, particularly in product governance or compliance
- Strong understanding of UK financial regulations, especially Consumer Duty, along with a solid knowledge of investment products and services
What We Offer:
- A competitive salary of £80,000 - £100,000 per annum, depending on experience
- Benefits including private medical insurance, paid birthday leave, and opportunities to volunteer for charity
- Professional growth within a positive, customer-focused environment
Location: Our offices in Exeter, with occasional travel to other group locations according to business needs.
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