Head of Financial Compliance

We are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...

About the RoleWe are looking for a seasoned professional to fill the position of Head of Compliance and Legal at Compliance Professionals. The successful candidate will have extensive experience in leading Compliance and AML teams and driving a culture of excellence within a fast-paced financial services environment.Main Responsibilities:Lead and manage the...

Leadership OpportunityJoin Compliance Professionals as the Head of Compliance and Legal, where you will lead our Compliance and AML teams and drive a culture of excellence within the firm. This is an excellent opportunity to leverage your expertise and experience to shape the future of our company.Main Duties:Develop and implement comprehensive policies and...

Cer Financial - Head of Compliance and Regulatory AffairsWe are currently recruiting for a Head of Compliance and Regulatory Affairs to join our team at Cer Financial, a well-established bank based in the city of London.The successful candidate will play a key role in ensuring the bank's compliance framework is effective and compliant with regulatory...

Job Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...

Job TitleHead of ComplianceAbout the CompanyWe are seeking a highly experienced Head of Compliance to join our team at Compliance Professionals. As a leading Forex and CFD brokerage firm, we are dedicated to maintaining the highest standards of regulatory compliance.Key ResponsibilitiesStay up-to-date with all pertinent FCA regulations and ensure our...

Job DescriptionAs a senior Head of Compliance Oversight at Compliance Professionals, you will be responsible for overseeing the management of global regulatory relationships and driving their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal...

Job SummaryAs a Financial Crime Compliance Manager, you will be responsible for providing financial crime-related expertise and advice to internal stakeholders at Compliance Professionals. You will implement compliance controls in accordance with the Financial Crime Compliance Monitoring Plan and maintain knowledge and awareness of key regulatory...

Compliance Professionals is a leading international banking group based in the City, looking for an experienced Financial Compliance Specialist to join their team on a contract basis.Job Description:The ideal candidate will have a strong background in administration and finance/accounting, with experience working in end-to-end payroll. Key responsibilities...

About the Role:This is an exciting opportunity to join a leading financial services firm as a Head of Risk and Compliance. We are looking for a highly experienced individual with a strong background in Financial Services and a proven track record of delivering effective compliance solutions.Key Requirements:Minimum 10 years of experience in the Compliance...

Job Description:Our client, a friendly and rapidly expanding mid-sized firm of Chartered Accountants, is looking for a Compliance Director - Financial Services to join their team. The role will involve managing all ICAEW requirements, ensuring internal processes and controls are in line with regulations, and overseeing Anti-Money Laundering reviews.The ideal...

About the RoleWe are looking for a highly experienced Global Head of Compliance to oversee our global regulatory relationships, advisory coverage, and compliance monitoring programme.The successful candidate will be responsible for ensuring our company's adherence to regulatory requirements, identifying areas for improvement, and implementing effective...

Head of Compliance PositionWe are looking for a highly experienced compliance professional to join our team as Head of Compliance: Financial Services.Role 1: Client - Wealth Manager (Ultra High Net-worth)Role 2: Client - Renowned Trading FirmSalary: £90,000 - £120,000 per annumThe ideal candidate will have a strong background in financial services...

About the RoleThis is an exciting opportunity for a seasoned Financial Crime Compliance Specialist to join our dynamic team. The ideal candidate will have a strong background in financial crime prevention and control, with experience in implementing effective compliance controls and monitoring plans.

About the RoleThe Head of Financial Crime will oversee all aspects of financial crime risk management across the Asset Management business, across its sub-businesses and geographies. You will provide leadership and guidance across the Business to ensure effective risk management and compliance with applicable laws and regulations.You will collaborate with...

Job Title: Compliance Risk ManagerLocation: Not specified, remote work possible.Salary: £60,000 - £80,000 per annum based on experience.About the Role:The ideal candidate will have a strong background in financial regulation and compliance. They will be responsible for identifying regulatory issues and recommending remedies to promote better compliance...

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

We are seeking a Global Compliance Head to join our team at AJ FOX COMPLIANCE in London. This is a leadership role that requires a strong track record of success in compliance and risk management.The ideal candidate will have a deep understanding of compliance regulations and a ability to develop and implement effective compliance programs. They will be...

Job Title:Regulatory Compliance Officer Financial InstitutionJob Description:We are seeking a highly motivated Regulatory Compliance Officer to join our team at Compliance Professionals. The successful candidate will work closely with the senior management team to ensure that our financial institution maintains the highest standards of compliance and...

About the RoleWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team at Compliance Professionals. As a member of our compliance department, you will play a critical role in ensuring that our company maintains its high standards of compliance and regulatory adherence.The ideal candidate will have a deep understanding of...