Financial Conduct Authority Liaison

3 days ago


Harpenden, Hertfordshire, United Kingdom Recruit Wealth Ltd Full time

**Job Summary:** Financial Conduct Authority Liaison

**Salary:** £60,000 - £75,000 per annum

We are seeking a highly experienced Financial Conduct Authority Liaison to join our team at Recruit Wealth Ltd in Hertfordshire. The ideal candidate will be responsible for dealing with the regulator and maintaining accurate compliance records.

**Key Responsibilities:**

  • Dealing with the regulator in an open and cooperative way when required;
  • Maintaining accurate, detailed and up-to-date compliance records;
  • Ensuring compliance with the Financial Services and Markets Act 2000, the FCA's Conduct rules and Statements of Principle & Code of Practice.

Benefits:

  • A competitive salary package (£60,000 - £75,000 per annum);
  • Ongoing training and development opportunities;
  • A supportive and collaborative working environment.


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