Senior Compliance Policy Officer
8 hours ago
At Broadgate, we are seeking a highly skilled Senior Compliance Policy Officer to join our team. As a key member of our Compliance function, you will play a critical role in ensuring that our internal policies and procedures are aligned with regulatory requirements and industry best practices.
Key Responsibilities:
- Develop and maintain comprehensive policies and procedures to ensure compliance with relevant regulations and laws.
- Collaborate with the Compliance Policy Manager to identify and mitigate compliance risks.
- Conduct research on various compliance topics and regulations to stay up-to-date with industry developments.
- Provide guidance and support to colleagues on compliance-related matters.
Requirements:
- Proven experience in compliance policy development and implementation.
- Strong knowledge of financial services regulations, particularly in the Wealth and Investment management sector.
- Relevant compliance qualification or certification is highly desirable.
About Broadgate:
Broadgate is a reputable name in the Wealth and Investment management sector, committed to delivering exceptional services to our clients. We offer a dynamic and supportive work environment, with opportunities for professional growth and development.
How to Apply:
For more information and to apply for this exciting opportunity, please visit our website.
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