Senior Compliance Policy Officer

8 hours ago


Leeds, United Kingdom Broadgate Full time
Job Title: Senior Compliance Policy Officer

At Broadgate, we are seeking a highly skilled Senior Compliance Policy Officer to join our team. As a key member of our Compliance function, you will play a critical role in ensuring that our internal policies and procedures are aligned with regulatory requirements and industry best practices.

Key Responsibilities:

  • Develop and maintain comprehensive policies and procedures to ensure compliance with relevant regulations and laws.
  • Collaborate with the Compliance Policy Manager to identify and mitigate compliance risks.
  • Conduct research on various compliance topics and regulations to stay up-to-date with industry developments.
  • Provide guidance and support to colleagues on compliance-related matters.

Requirements:

  • Proven experience in compliance policy development and implementation.
  • Strong knowledge of financial services regulations, particularly in the Wealth and Investment management sector.
  • Relevant compliance qualification or certification is highly desirable.

About Broadgate:

Broadgate is a reputable name in the Wealth and Investment management sector, committed to delivering exceptional services to our clients. We offer a dynamic and supportive work environment, with opportunities for professional growth and development.

How to Apply:

For more information and to apply for this exciting opportunity, please visit our website.



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