Current jobs related to Risk and Compliance Specialist - Leeds, Leeds - AJ FOX COMPLIANCE


  • Leeds, Leeds, United Kingdom Clayton Davies Ltd Full time

    Compliance Monitoring SpecialistAt Clayton Davies Ltd, we are seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular...


  • Leeds, Leeds, United Kingdom Clayton Davies Ltd Full time

    Compliance Monitoring SpecialistAt Clayton Davies Ltd, we are seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular...


  • Leeds, Leeds, United Kingdom Clayton Davies Ltd Full time

    Compliance Monitoring SpecialistClayton Davies Ltd is seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular reviews and...


  • Leeds, Leeds, United Kingdom Clayton Davies Ltd Full time

    Compliance Monitoring SpecialistClayton Davies Ltd is seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular reviews and...


  • Leeds, Leeds, United Kingdom DiverseJobsMatter Full time

    We are seeking a Risk and Compliance Specialist to join our Business Acceptance Unit (BAU) team. As a Conflicts Assistant, you will conduct critical conflicts searches, prepare detailed reports, and act as a key contact for conflicts issues. You will ensure the safeguarding of confidential information and contribute to our compliance with regulatory...


  • Leeds, Leeds, United Kingdom The Openwork Partnership Full time

    The OpportunityWe are seeking an experienced Compliance Risk Specialist to join our team at The Openwork Partnership. As a key member of our Risk and Compliance function, you will be responsible for providing risk-based compliance monitoring in accordance with our Compliance Plan. You will work closely with our business units to ensure that all activities...


  • Leeds, Leeds, United Kingdom The Openwork Partnership Full time

    The OpportunityWe are seeking an experienced Compliance Specialist to join our team at The Openwork Partnership. As a key member of our Risk and Compliance function, you will be responsible for providing risk-based 2LoD compliance monitoring in accordance with our Compliance Plan. You will also provide compliance advice to business units, ensuring that all...


  • Leeds, Leeds, United Kingdom Clayton Davies Full time

    Compliance Monitoring SpecialistAt Clayton Davies, we are seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular reviews...


  • Leeds, Leeds, United Kingdom Clayton Davies Full time

    Compliance Monitoring SpecialistAt Clayton Davies, we are seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular reviews...


  • Leeds, Leeds, United Kingdom West Yorkshire Combined Authority Full time

    Risk & Compliance Officer RoleWe are seeking a highly skilled Risk & Compliance Officer to join our Legal Team at West Yorkshire Combined Authority.Key Responsibilities:Assess and mitigate risks to ensure compliance with regulatory requirements.Develop and implement effective compliance strategies.Collaborate with internal stakeholders to ensure risk...


  • Leeds, Leeds, United Kingdom West Yorkshire Combined Authority Full time

    Risk & Compliance Officer RoleWe are seeking a highly skilled Risk & Compliance Officer to join our Legal Team at West Yorkshire Combined Authority.Key Responsibilities:Assess and mitigate risks to ensure compliance with regulatory requirements.Develop and implement effective compliance strategies.Collaborate with internal stakeholders to ensure risk...

  • Compliance Specialist

    1 month ago


    Leeds, Leeds, United Kingdom Clayton Davies Full time £50,000

    Compliance Monitoring SpecialistOur client, a leading Investment Management firm, is seeking a highly skilled Compliance Monitoring Specialist to join their team at Clayton Davies.The Compliance Monitoring Specialist will play a critical role in ensuring the company's adherence to regulatory requirements and internal policies. This involves conducting...

  • Compliance Specialist

    1 month ago


    Leeds, Leeds, United Kingdom Clayton Davies Full time £50,000

    Compliance Monitoring SpecialistOur client, a leading Investment Management firm, is seeking a highly skilled Compliance Monitoring Specialist to join their team at Clayton Davies.The Compliance Monitoring Specialist will play a critical role in ensuring the company's adherence to regulatory requirements and internal policies. This involves conducting...

  • Compliance Specialist

    4 weeks ago


    Leeds, Leeds, United Kingdom Clayton Davies Full time

    Compliance Monitoring SpecialistClayton Davies, a leading Investment Management firm, is seeking a skilled Compliance Monitoring Specialist to ensure the company's adherence to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular reviews and assessments of company policies, procedures, and operations to ensure...

  • Compliance Specialist

    4 weeks ago


    Leeds, Leeds, United Kingdom Clayton Davies Full time

    Compliance Monitoring SpecialistClayton Davies, a leading Investment Management firm, is seeking a skilled Compliance Monitoring Specialist to ensure the company's adherence to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular reviews and assessments of company policies, procedures, and operations to ensure...


  • Leeds, Leeds, United Kingdom Lloyds Banking Group Full time

    About this roleWe are seeking a highly skilled Risk Management Specialist to join our Compliance and Traceability team. As a key member of our team, you will be responsible for supporting the development and execution of our new compliance program.Key responsibilitiesSupport the compliance traceability program and regulatory horizon tracking program.Support...

  • Compliance Specialist

    3 weeks ago


    Leeds, Leeds, United Kingdom Leeds Building Society Full time

    Compliance Monitoring SpecialistWe're seeking a skilled Compliance Monitoring Specialist to join our team within Compliance Monitoring. As a key member of our team, you will lead and deliver Compliance Monitoring reviews, working collaboratively with business owners and other assurance partners to ensure best practice oversight of conduct risks and...

  • Compliance Specialist

    3 weeks ago


    Leeds, Leeds, United Kingdom Leeds Building Society Full time

    Compliance Monitoring SpecialistWe're seeking a skilled Compliance Monitoring Specialist to join our team within Compliance Monitoring. As a key member of our team, you will lead and deliver Compliance Monitoring reviews, working collaboratively with business owners and other assurance partners to ensure best practice oversight of conduct risks and...

  • Compliance Specialist

    4 weeks ago


    Leeds, Leeds, United Kingdom Leeds Building Society Full time

    Compliance Monitoring SpecialistWe're seeking a skilled Compliance Monitoring Specialist to join our team within Compliance Monitoring. As a key member of our team, you will lead and deliver Compliance Monitoring reviews, working collaboratively with business owners and other assurance partners to ensure best practice oversight of conduct risks and...

  • Compliance Specialist

    4 weeks ago


    Leeds, Leeds, United Kingdom Leeds Building Society Full time

    Compliance Monitoring SpecialistWe're seeking a skilled Compliance Monitoring Specialist to join our team within Compliance Monitoring. As a key member of our team, you will lead and deliver Compliance Monitoring reviews, working collaboratively with business owners and other assurance partners to ensure best practice oversight of conduct risks and...

Risk and Compliance Specialist

2 months ago


Leeds, Leeds, United Kingdom AJ FOX COMPLIANCE Full time
Compliance and Risk Management Expert

We are seeking a highly skilled Compliance and Risk Management Expert to join our team at AJ FOX COMPLIANCE. This role is ideal for a professional with experience in internal audit and file review within a legal services environment.

Key Responsibilities:

  • Maintain the annual Audit Schedule and audit metrics
  • Plan for external audit visits
  • Collaborate with senior staff on internal audits
  • Verify corrective actions
  • Review improvement opportunities for audit and file reviews, policies and procedures
  • Support corrective action plans in line with external certifications

Requirements:

  • Knowledge of ISO 9001, ISO 27001, ISO 14001 and any other relevant certifications
  • Proficient IT skills

About AJ FOX COMPLIANCE:

We are a leading provider of compliance and risk management services. Our team is dedicated to helping organizations like yours achieve compliance and reduce risk.

What We Offer:

A competitive salary and benefits package, as well as opportunities for professional growth and development.