Compliance Risk Specialist
1 month ago
At Clayton Davies Ltd, we are seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.
Key Responsibilities:- Compliance Audits: Conduct regular reviews and assessments of our company policies, procedures, and operations to ensure compliance with FCA regulations and industry standards.
- Risk-Based Monitoring: Conduct risk-based compliance monitoring reviews to identify potential areas of compliance vulnerability and ensure that issues are addressed and recurrence risks are mitigated.
- Compliance Program Development: Assist the Compliance Monitoring Manager in developing and implementing the compliance monitoring program and processes to identify and mitigate potential compliance risks.
- Collaboration and Reporting: Collaborate with all internal departments to address compliance issues and implement remedial actions as necessary. Generate clear, timely, and precise reports that highlight issues and propose recommendations for improvements or corrective actions.
- FCA Knowledge: Understanding of FCA relevant handbooks and significant experience working in a Compliance role within Financial Services.
- Experience: Minimum of 3-5 years of experience in a compliance monitoring role or similar.
- Regulatory Expertise: Strong knowledge of regulatory requirements and industry standards.
We offer a competitive salary, bonus scheme, private medical insurance, pension, hybrid working, and 25 days + Bank Holidays (increasing with service). If you are a motivated and experienced Compliance Monitoring Specialist looking for a new challenge, please apply.
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Compliance Risk Specialist
1 month ago
Leeds, Leeds, United Kingdom Clayton Davies Ltd Full timeCompliance Monitoring SpecialistClayton Davies Ltd is seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular reviews and...
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Compliance Risk Specialist
1 month ago
Leeds, Leeds, United Kingdom Clayton Davies Ltd Full timeCompliance Monitoring SpecialistClayton Davies Ltd is seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular reviews and...
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