Compliance Specialist

4 weeks ago

Leeds, Leeds, United Kingdom The Openwork Partnership Full time
Job Title: Compliance Specialist

At The Openwork Partnership, we are seeking a highly skilled Compliance Specialist to join our team. As a key member of our Risk and Compliance function, you will play a critical role in ensuring that our business operations are compliant with regulatory requirements and industry standards.

Key Responsibilities:
  • Support the Risk and Compliance Director in the development and delivery of the risk assessment and Compliance Plan.
  • Undertake a variety of monitoring and assurance activities, including compliance-based audits and risk assessments.
  • Advises business areas on recommended control improvements actions, driving ownership, accountability, and timely completion of actions.
  • Provides compliance consultancy to key stakeholders at all levels across the business to identify and manage conduct risk and support the continued development of a customer-centric culture.
  • Develops and maintains effective working relationships with first-line operational management and key stakeholders.
Requirements:
  • Operational compliance experience in the financial services industry, in a 2LoD capacity.
  • Strong understanding and experience of 2LoD compliance monitoring techniques and regulatory requirements.
  • QCF Level 4 or similar level of professional qualification to the role.
  • Maintains up-to-date knowledge of the regulatory landscape and emerging industry risks.
  • Good knowledge of regulatory framework, particularly conduct risk and Conduct of Business Rules.
  • Working knowledge of data protection legislation and financial crime frameworks.
  • Up-to-date knowledge of relevant FCA Handbooks, e.g., COBS, T&C, SYSC, ICOB, MCOB.
  • Good market, risk, and business awareness.
What We Offer:
  • A competitive salary and bonus scheme.
  • A comprehensive pension scheme.
  • Critical illness cover and income protection.
  • Death in service benefit.
  • 25 days' holiday plus bank holidays, with the opportunity to buy up to an additional 10 days.
  • A range of flexible benefits, including private medical insurance, dental insurance, and more.

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