Compliance Risk Manager
4 weeks ago
At Clayton Davies, we are seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.
Key Responsibilities:- Compliance Audits: Conduct regular reviews and assessments of our company policies, procedures, and operations to ensure compliance with FCA regulations and industry standards.
- Risk-Based Monitoring: Conduct risk-based compliance monitoring reviews, ensuring that identified issues are addressed and recurrence risks are mitigated.
- Compliance Program Development: Assist the Compliance Monitoring Manager with the development and implementation of the compliance monitoring programme and processes to identify and mitigate potential compliance risks.
- Collaboration: Collaborate with all internal departments to address compliance issues and implement remedial actions as necessary.
- Reporting: Generate clear, timely, and precise reports, both written and verbal, that highlight issues and propose recommendations for improvements or corrective actions.
- FCA Knowledge: Understanding of FCA relevant FCA handbooks.
- Compliance Experience: Significant experience working in a Compliance role within Financial Services.
- Minimum Experience: Minimum of 3-5 years of experience in a compliance monitoring role or similar.
- Regulatory Knowledge: Strong knowledge of regulatory requirements and industry standards.
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Risk and Compliance Manager
1 month ago
Leeds, Leeds, United Kingdom Lloyds Bank plc Full timeSenior Manager, Risk, Compliance and PolicyAt Lloyds Bank plc, we are seeking a highly skilled and experienced Senior Manager to lead our Health, Safety, and Wellbeing risk, compliance, and standards across the group. This role will be responsible for developing policy, standards, and implementing risk management practices through risk controls both design...
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Risk and Compliance Manager
1 month ago
Leeds, Leeds, United Kingdom Lloyds Bank plc Full timeSenior Manager, Risk, Compliance and PolicyAt Lloyds Bank plc, we are seeking a highly skilled and experienced Senior Manager to lead our Health, Safety, and Wellbeing risk, compliance, and standards across the group. This role will be responsible for developing policy, standards, and implementing risk management practices through risk controls both design...
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Compliance and Risk Manager
2 weeks ago
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Compliance Risk Manager
5 days ago
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Compliance Risk Manager
2 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeCompliance Monitoring ManagerBroadgate is seeking a seasoned Compliance Monitoring Manager to oversee the company's compliance with FCA regulations and internal policies.This is a critical role that requires a deep understanding of the financial services industry and a proven track record of identifying and mitigating compliance risks.Key...
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Compliance and Risk Manager
2 weeks ago
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Compliance Risk Manager
1 week ago
Leeds, Leeds, United Kingdom Broadgate Full timeJob DescriptionCompliance Monitoring Manager at BroadgateThis role will oversee the company's compliance with FCA regulations and internal policies.The Key ResponsibilitiesReview and update compliance policies and proceduresDevelop and implement the Compliance Monitoring ProgrammeIdentify and mitigate potential compliance risksProduce reports to propose...
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Compliance Risk Manager
3 weeks ago
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Compliance Risk Manager
3 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeBroadgate – Leeds, City and Borough of LeedsPosition: Compliance Monitoring ManagerThis role will oversee the company's adherence to all FCA regulatory requirements and internal policies. As a well-established name in the Investments sector, Broadgate offers bespoke solutions in pensions and financial advisory services.The RoleRegularly review and update...
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Risk and Compliance Senior Manager
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Compliance Risk Manager
1 week ago
Leeds, Leeds, United Kingdom Broadgate Full timeCompliance Monitoring ManagerBroadgateThis role will oversee the company's compliance with FCA regulations and internal policies, ensuring the business operates within the Investments sector's regulatory framework.The RoleRegularly review and update compliance policies and proceduresSupport the development of the Compliance Monitoring ProgrammeIdentify and...
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Compliance Risk Manager
2 weeks ago
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Compliance Risk Manager
3 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeBroadgate – Leeds, City and Borough of LeedsPosition: Compliance Monitoring ManagerThis position will assume responsibility for ensuring the company operates within all FCA regulatory requirements, as well as internal policy. The business is a well-established name in the Investments sector, known for their bespoke offerings within the pensions and...
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Compliance Risk Manager
3 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeBroadgate – Leeds, City and Borough of LeedsPosition: Compliance Monitoring ManagerThis position will assume responsibility for ensuring the company operates within all FCA regulatory requirements, as well as internal policy. The business is a well-established name in the Investments sector, known for their bespoke offerings within the pensions and...
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Compliance Risk Manager
2 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeBroadgate – Leeds, City and Borough of LeedsPosition: Compliance Monitoring ManagerThis position will assume responsibility for ensuring the company operates within all FCA regulatory requirements, as well as internal policy. The business is a well-established name in the Investments sector, known for their bespoke offerings within the pensions and...
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Compliance Risk Manager
2 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeBroadgate – Leeds, City and Borough of LeedsPosition: Compliance Monitoring ManagerThis position will assume responsibility for ensuring the company operates within all FCA regulatory requirements, as well as internal policy. The business is a well-established name in the Investments sector, known for their bespoke offerings within the pensions and...
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Compliance Risk Manager Senior
1 month ago
Leeds, Leeds, United Kingdom Lloyds Bank plc Full timeSenior Manager of Risk, Compliance and StandardsLead Health, Safety and Wellbeing risk, compliance and standards across the group, developing policy, standards and implementing risk management practices through risk controls both design and automation.Key Responsibilities:Create and implement new standards for health, safety, wellbeing, and environmental...
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Compliance Risk Manager Senior
1 month ago
Leeds, Leeds, United Kingdom Lloyds Bank plc Full timeSenior Manager of Risk, Compliance and StandardsLead Health, Safety and Wellbeing risk, compliance and standards across the group, developing policy, standards and implementing risk management practices through risk controls both design and automation.Key Responsibilities:Create and implement new standards for health, safety, wellbeing, and environmental...
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Compliance Risk Manager
2 weeks ago
Leeds, Leeds, United Kingdom https:www.broadgatestaffing.comsitemap Full timeCompliance Monitoring RoleThis position will assume responsibility for ensuring the company operates within all FCA, regulatory requirements, and internal policy. The business is a well-established name in the Investments sector, known for their bespoke offerings within the pensions and financial advisory space.The Key ResponsibilitiesRegularly review...
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Senior Manager of Risk and Compliance
2 weeks ago
Leeds, Leeds, United Kingdom Lloyds Banking Group Full timeJob Title: Senior Manager of Risk, Compliance and StandardsAbout the Role:We are seeking a highly experienced Senior Manager of Risk, Compliance and Standards to lead our Health, Safety and Wellbeing risk, compliance and standards across the group. This role will develop policy, standards and implement risk management practices through risk controls both...