Senior Compliance Policy Officer

1 day ago


Leeds, United Kingdom Broadgate Full time

Senior Compliance Officer

Leeds - £50-55k - Hybrid


This role is to act as the primary support and advice source to the Compliance Policy Manager, as it relates to the internal policies and procedures for the business, a reputable name in the Wealth and Investment management sector.


Responsibilities

  • Drafting policy & procedure
  • Oversight of internal controls (process of testing, operating etc.)
  • Research various compliance regulations/topics
  • Assist in response to risk incidents


Your Profile

  • Specific advisory/policy compliance experience
  • Knowledge of regulations with a Financial Services environment (ideally Wealth/Investment management)
  • Preferred: relevant compliance qualification or FSI


Apply here for more details



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