Senior Compliance Policy Officer
1 day ago
Senior Compliance Officer
Leeds - £50-55k - Hybrid
This role is to act as the primary support and advice source to the Compliance Policy Manager, as it relates to the internal policies and procedures for the business, a reputable name in the Wealth and Investment management sector.
Responsibilities
- Drafting policy & procedure
- Oversight of internal controls (process of testing, operating etc.)
- Research various compliance regulations/topics
- Assist in response to risk incidents
Your Profile
- Specific advisory/policy compliance experience
- Knowledge of regulations with a Financial Services environment (ideally Wealth/Investment management)
- Preferred: relevant compliance qualification or FSI
Apply here for more details
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