Compliance Monitoring Officer
3 weeks ago
A leading firm in the wealth management sector is seeking a Compliance Monitoring Officer to be part of their team.
This role offers the flexibility to be based in the office or work remotely, with a competitive salary and comprehensive benefits package.
The Compliance Monitoring Officer will be responsible for reviewing advice files to ensure they meet the company's standards, providing feedback to the advice team, and acting as a subject matter expert. They will also be involved in maintaining knowledge of the company's products and services, as well as UK financial market and FCA regulatory requirements.
Key responsibilities will include:
- Conducting pre- and post-sale advice file reviews to ensure correct client outcomes.
- Interpreting and complying with company quality assurance standards.
- Maintaining knowledge of regulatory changes and updating training as required.
The ideal candidate will have excellent knowledge of the company's products and services, as well as the UK financial market and FCA regulatory requirements. They will be able to maintain their knowledge by keeping up with any regulatory changes and updating training as required.
-
Compliance Specialist
4 weeks ago
Warrington, Warrington, United Kingdom Torus Group Full timeJob Title: Compliance SpecialistWe are seeking a highly skilled Compliance Specialist to join our team at Torus Group.The successful candidate will be responsible for ensuring our portfolio is compliant with all statutory, regulatory, and corporate standards.Key Responsibilities:To work with the Compliance Team to provide an efficient and coordinated...
-
Supply Chain Compliance Officer
4 weeks ago
Warrington, Warrington, United Kingdom Sisk Full timeSupply Chain Compliance ManagerAs a key member of the Sisk team, you will be responsible for ensuring compliance with mandatory instructions related to sustainability and supply chain operations. With at least 8 years of experience in sustainability and supply chain management in a construction environment or similar, you will be knowledgeable of broad...
-
Compliance and Performance Coordinator
2 days ago
Warrington, Warrington, United Kingdom Metropolitan Water District of Southern California Full timeCompliance and Performance Coordinator Job SummaryWe are seeking a highly motivated Compliance and Performance Coordinator to join our team at the Metropolitan Water District of Southern California.Key Responsibilities:Ensure compliance with internal processes and systems, providing coaching where appropriate.Collate, monitor, and trend quality performance...
-
Senior Financial Compliance Officer
4 weeks ago
Warrington, Warrington, United Kingdom HKA Full timeHKA is a leading global consultancy in risk mitigation, dispute resolution, and litigation support. We deliver solutions to complex challenges by harnessing world-leading expertise and experience.Within the finance team, you will play a critical role in enhancing and maintaining a robust financial control environment across the entire Group. You will be...
-
Security and Loss Prevention Officer
4 weeks ago
Warrington, Warrington, United Kingdom B&M Retail Full timeWe are seeking a diligent and vigilant Retail Security Officer to join our team at B&M Retail.As a Retail Security Officer, you will be responsible for maintaining a safe and secure environment for our colleagues and customers.Your key responsibilities will include:Observing and reporting any incidents that may occur in storeMonitoring CCTV footage to ensure...
-
Senior Financial Compliance Officer
4 weeks ago
Warrington, Warrington, United Kingdom HKA Full timeHKA is a leading global consultancy in risk mitigation, dispute resolution, expert witness and litigation support. We anticipate, investigate and resolve complex challenges by harnessing world-leading multi-disciplinary expertise and experience.As trusted independent consultants, experts and advisors, we deliver solutions amid uncertainty, dispute and...
-
Corporate Compliance Specialist
2 weeks ago
Warrington, Warrington, United Kingdom TRADEBE Full timeAbout the RoleWe are seeking a skilled Compliance Manager to join our Corporate SHEQ team at one of our corporate headquarters in Warrington.Key ResponsibilitiesImplement and continually improve Corporate SHEQ Policies to ensure effective governance control of operational H&S risks and compliance.Establish a programme to ensure our commitment to comply with...
-
Compliance Surveyor
4 weeks ago
Warrington, Warrington, United Kingdom Torus Group Full timeCompliance Surveyor RoleWe are seeking a highly skilled Compliance Surveyor to join our team at Torus Group. As a Compliance Surveyor, you will play a crucial role in ensuring our portfolio is compliant with all statutory, regulatory, and corporate standards.The ideal candidate will have a proven track record of auditing compliance within the social sector...
-
Compliance Specialist
1 month ago
Warrington, Warrington, United Kingdom RS Integrated Supply Full timeRole OverviewRS Integrated Supply is seeking a highly motivated Compliance Specialist to join their Continuous Improvement team. As a key member of the team, you will be responsible for conducting Operational Excellence Assessments (Internal audits) to support the Business Compliance Manager in external audits for ISO 9001 & 14001.Key...
-
Senior HR Employment
1 month ago
Warrington, Warrington, United Kingdom Stantec Consulting International Ltd. Full timeWe are seeking an experienced Senior HR Employment & Compliance Specialist to join our HR Talent Services team. Reporting to the Global HR Projects & Compliance Director, you will provide expertise on employment legislation and compliance, ensuring alignment on internal business practices and global HR projects.Create and manage tools and resources to...
-
AML Compliance Team Lead
3 days ago
Warrington, Warrington, United Kingdom Betfred Full timeOverviewBetfred is seeking an experienced Compliance Team Lead to join their Retail Anti Money Laundering team. This is a great opportunity for a motivated professional to take on a leadership role and contribute to the company's compliance efforts.ResponsibilitiesDeputise for the MLRO in their absence, providing evidence and witness statements to law...
-
Environmental Health Officer
1 day ago
Warrington, Warrington, United Kingdom First Recruitment Group Full time**Key Responsibilities:**You will assist in site inspections and audits of fixed manufacturing facilities and projects, manage the H&S monitoring schedule, and contribute to the continual assessment and recertification process for ISO 45001. Additionally, you will provide administrative support to project-based H&S Advisors to ensure compliance with safety...
-
Income Officer
4 weeks ago
Warrington, Warrington, United Kingdom Hays Specialist Recruitment Limited Full timeWe are seeking an experienced Income Officer to support our client, a well-established housing association, in their Income Maximisation team. This is a home-working role that requires occasional attendance at the office for team meetings and to collect/return IT equipment.Your new roleManage a caseload of customer accounts with rent or service charge...
-
Environmental Expert
3 days ago
Warrington, Warrington, United Kingdom Stantec Full timeAbout the RoleWe are seeking an experienced Environmental Expert to join our team in a key role focused on Permitting and Compliance. As a member of our multidisciplinary team, you will provide expert advice and services to clients across various sectors.Company OverviewStantec is a global leader in planning, designing, delivering, and managing development...
-
Construction Compliance Expert
2 days ago
Warrington, Warrington, United Kingdom CV-Library Full timeAbout the Job: We are currently looking for a talented Building Control Surveyor to join our team in Warrington. This is an exciting opportunity to work with a leading independent construction consultancy and make a real impact on the built environment.Job Description:As a Building Control Surveyor, you will be responsible for ensuring compliance with...
-
Materials Inventory Manager
3 weeks ago
Warrington, Warrington, United Kingdom H9 Technical Recruitment Ltd Full timeJob SummaryH9 Technical Recruitment Ltd is seeking an ambitious Materials Controller to join their team in Warrington. As a key member of the Aerospace Manufacturer's inventory management team, you will oversee the inventory of aviation materials and parts, ensuring compliance with safety regulations and quality standards.Key Responsibilities:Manage and...
-
Academic Attendance Liaison Officer
3 weeks ago
Warrington, Warrington, United Kingdom Warrington Borough Council Full timeRole ProfileBeamont Collegiate Academy is a vibrant and dynamic school community with a strong emphasis on high expectations and aspirations. As part of the Challenge Academy Trust (TCAT), it is a popular and oversubscribed academy, having been judged 'good' by Ofsted in 2022.The Attendance Support Officer will play a vital role in supporting pupils to...
-
Regulatory Compliance Expert
3 days ago
Warrington, Warrington, United Kingdom Brookson Full timeCompany OverviewBrookson is a global company specialising in workforce management solutions and global employment services.Our Warrington office is easily accessible by car and a 10-minute walk from the nearest train station. We offer hybrid working with a minimum requirement of 2 days in the office and the flexibility to work from home the rest of the week.
-
Project Management Office Leader
4 weeks ago
Warrington, Warrington, United Kingdom CV-Library Full time**Project Management Office Leader Opportunity**We are seeking a highly skilled Project Management Office Leader to join our team at CV-Library. As a key member of our organization, you will be responsible for leading and managing our Project Management Office (PMO) team, providing strategic direction, mentoring, and support to ensure the successful...
-
Health, Safety and Environmental Advisor
1 month ago
Warrington, Warrington, United Kingdom Jacobs Full timeAbout the OpportunityJacobs is seeking a professional Health, Safety and Environmental Advisor to join our team. As a key member of our Strategic Markets business, you will provide HSE leadership and advice on all Health, Safety and Environmental (HSE) related issues in support of our business objectives.Key ResponsibilitiesProvide competent HSE &...