Audit and Compliance Coordinator

2 weeks ago


Warrington, Warrington, United Kingdom CV-Library Full time

**About the Role:**

CV-Library is seeking a highly motivated Compliance Officer to join their team in Warrington, Cheshire. This exciting opportunity allows you to utilize your compliance expertise to drive business growth while ensuring regulatory compliance.

**Key Responsibilities:**

  • Conducting audits of new business submissions, providing reports, and ensuring timely completion of remedial work
  • Supporting Advisers and Appointed Representatives with general queries and projects, ensuring they meet regulatory standards
  • Overseeing the Firm's Compliance Monitoring Plan and implementing necessary measures to satisfy FCA requirements

**Requirements:**

The ideal candidate will possess a Level 4 qualification in Compliance and relevant experience in general compliance, file review, and financial promotions. Strong analytical and problem-solving skills are also required.

**Estimated Salary:** £40,000 - £50,000 per annum



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