Audit and Compliance Coordinator
2 weeks ago
**About the Role:**
CV-Library is seeking a highly motivated Compliance Officer to join their team in Warrington, Cheshire. This exciting opportunity allows you to utilize your compliance expertise to drive business growth while ensuring regulatory compliance.
**Key Responsibilities:**
- Conducting audits of new business submissions, providing reports, and ensuring timely completion of remedial work
- Supporting Advisers and Appointed Representatives with general queries and projects, ensuring they meet regulatory standards
- Overseeing the Firm's Compliance Monitoring Plan and implementing necessary measures to satisfy FCA requirements
**Requirements:**
The ideal candidate will possess a Level 4 qualification in Compliance and relevant experience in general compliance, file review, and financial promotions. Strong analytical and problem-solving skills are also required.
**Estimated Salary:** £40,000 - £50,000 per annum
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