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FSCS Compliance Specialist

1 month ago

London, Greater London, United Kingdom Investec Full time

Investec is a Specialist Bank serving clients in the UK and South Africa. Our culture gives us our edge: we work hard to find colleagues who'll think out of the ordinary and put them in environments where they'll flourish. We combine a flat structure with a focus on internal mobility. If you can bring an entrepreneurial spirit and a desire to learn and collaborate to your work, this could be the boost your career deserves.

As part of Treasury & Trading Operations, the Trade & Transaction Reporting team is responsible for ensuring Investec Bank Plc is compliant with FSCS regulations and requirements. The analyst will work closely with Compliance, Digital Savings, Private Client Banking, Corporate Banking, IT, and other teams to ensure that all FSCS-related matters are handled accurately and efficiently.

The scope of the role is wide and requires the team to have a comprehensive knowledge of FSCS. The analyst will be responsible for Business as Usual (BAU) and Quality Assurance (QA) related tasks for Depositor Protection (DP).

Key Responsibilities:

  • Complete all BAU and QA DP tasks assigned daily.
  • Exception management including investigation and effective resolution by liaising with internal teams and external vendors.
  • Quality Assurance programme for DP across all internal dependencies/stakeholders using the FSCS Group Solution as the Central QA for Deposit Customers.
  • Ensure all issues identified through BAU and QA activity are logged and tracked through to resolution.
  • Stay abreast of Regulatory Change including new PRA Policy Statements and FSCS Guidance, working with Central Compliance Advisors to ensure regulatory compliance.

Requirements:

  • Prior experience of the FSCS depositors' scheme.
  • Experience in Banking Operations, or in a Control or Regulatory/Compliance function with strong product knowledge and a working understanding of systems and product flows.
  • Problem solving and prudent decision-making abilities.
  • Diligent approach to work, very high attention to detail.
  • Able to work using own initiative and not be afraid to challenge existing processes.
  • Self-starter who is proactive in driving new ideas and initiatives.
  • PC literate (including Intermediate/Advanced Excel skills).
  • Good interpersonal and communication skills (verbal and written).

What We Offer:

  • Wellbeing benefits including Wellbeing Subsidy, Corporate Gym Membership, Virtual GP, Peppy Health App, and Optional Private Medical & Dental Insurance.
  • Monetary benefits including Non-contributory Pension and Discretionary Bonus.
  • Life & Income Protection benefits including Life Assurance, Critical Illness, and Income Protection.
  • Travel benefits including Season Ticket Loan and Electric Vehicle Scheme.

At Investec, we want everyone to feel they belong and are free to be themselves. This creates an environment in which everyone is free to innovate, be creative, and ultimately drive business performance.