Head of Compliance and Risk
2 days ago
Investec's Culture: At Investec, we value diversity, inclusion, and belonging. Our culture is built on a sense of community and mutual respect, where everyone is free to be themselves. This creates an environment that drives innovation, creativity, and business performance.
">The Role: As a Head of Compliance and Risk, you will oversee the implementation of our Operational Risk Framework, ensuring that we meet regulatory requirements and manage operational risk effectively. Your key responsibilities will include facilitation of risk assessments, timely capture and review of operational risk events, management of scenario analysis, promotion of operational risk awareness, and participation in forums and working groups.
">Requirements: To excel in this role, you should have thorough understanding of risks and controls within a financial services company, knowledge of regulatory risks, and detailed knowledge of operational risk management methodologies. You should also be able to advise on appropriate controls and risk mitigation, challenge multiple SMEs and management, and maintain flexibility through the workday.
">Compensation and Benefits: We offer a competitive salary range of $90,000 - $140,000, depending on experience, plus a range of wellbeing benefits, including wellbeing subsidy, corporate gym membership, virtual GP, and private medical insurance. Our estimated salary for this role is around $120,000 per annum.
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Risk Governance
4 weeks ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeAbout the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...
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Compliance and Risk Director
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...
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Head of Risk and Compliance
7 days ago
London, Greater London, United Kingdom Look Ahead Care and Support Full timeJob OverviewLook Ahead Care and Support is seeking a Head of Risk and Compliance to join our Governance & Assurance team at our Head Office in London.The annual compensation for this role is approximately £65,000.00, with a standard 35 hour workweek. Our benefits package includes 25 days of paid time off, a retirement plan, employee discounts, medical...
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Head of Compliance Operations
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Compliance OperationsWe are looking for a seasoned professional to head our compliance operations department.This is an exciting opportunity to join a leading banking group and play a key role in establishing a control room in the UK.The successful candidate will be responsible for overseeing the tracking, handling, and safeguarding of...
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Head of Compliance Governance Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are looking for a seasoned professional to fill the position of Head of Compliance and Legal at Compliance Professionals. The successful candidate will have extensive experience in leading Compliance and AML teams and driving a culture of excellence within a fast-paced financial services environment.Main Responsibilities:Lead and manage the...
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Risk and Compliance Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a skilled professional to join our risk and compliance team as the Risk and Compliance Specialist at Compliance Professionals.About Us:We are a reputable provider of risk and compliance solutions to the financial services industry.Job Description:This is a key role that requires strong analytical and problem-solving skills, with a keen...
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Head of Compliance and Risk
4 days ago
London, Greater London, United Kingdom Michael Page (UK) Full timeAbout Our ClientOur client is a forward-thinking housing association based in London, committed to delivering excellent services to their customers.Job DescriptionThis exciting opportunity has arisen for a Head of Compliance and Risk to join our client's team. As the successful candidate, you will oversee the delivery of compliance and risk management...
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Risk and Compliance Specialist
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeJoin Our Team:We are seeking a talented individual to fill the role of Risk and Compliance Specialist. The successful candidate will have strong analytical skills and a keen eye for detail.The key responsibilities of this role include analyzing complex data, identifying risks, and developing strategies to mitigate them. Additionally, they will work closely...
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Compliance Risk Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...
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Compliance Risk Manager
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...
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Compliance Risk Manager
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...
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Compliance Risk Manager
2 days ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeA leading Audit firm is looking for an experienced Compliance Risk Manager to join their Risk team in London. As a key member of the team, you will play a critical role in ensuring the firm's compliance with regulatory requirements.The successful candidate will have 2-4 years of experience in risk, compliance, control, or audit functions and 1+ year of...
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Compliance and Risk Analyst
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Junior Risk and Compliance AnalystAbout the RoleWe are seeking a highly motivated and enthusiastic individual to join our team as a Junior Risk and Compliance Analyst at AJ FOX Compliance in London.Key ResponsibilitiesSupport fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance...
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Compliance Risk Specialist
4 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob TitleA Compliance Risk Specialist is sought by AJ FOX COMPLIANCE to join their legal team in London.Conduct thorough client due diligence, reviewing materials and advising on necessary information for risk assessment purposes.Perform detailed risk assessments at client onboarding and updates to determine potential money laundering risks.Utilize external...
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Compliance and Risk Manager
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeKey ResponsibilitiesThe Compliance and Risk Manager will be responsible for managing a portfolio of work to complete all required due diligence checks in a timely and efficient manner. This includes conducting CDD checks on clients and counterparties transactions in compliance with HMRC AML guidance for the Estate Agency Businesses.The ideal candidate will...
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Compliance and Risk Manager
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance and Risk Manager to join our team at Compliance Professionals. In this critical role, you will be responsible for supporting the business and compliance colleagues on all regulatory matters.Key Responsibilities:Support the development and implementation of our financial crime program, ensuring alignment with regulatory...
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Compliance Risk Management Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...
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Risk and Compliance Specialist
4 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob SummaryAJ FOX COMPLIANCE is seeking an experienced Compliance Risk Manager to join its team.This role involves leading the compliance function, developing and implementing risk management strategies, and ensuring compliance with regulatory requirements.You will also be responsible for supervising file review systems and managing corrective...
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Risk and Compliance Specialist
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Risk and Compliance Specialist to join our team at Compliance Professionals. As a key member of our team, you will play a critical role in ensuring that our operations are compliant with regulatory requirements.About the RoleAnnual Compliance Programme Delivery: Collaborate with colleagues to review policies and procedures, identify areas...
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Compliance Risk Manager
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAt AJ FOX COMPLIANCE, we're seeking a seasoned compliance professional to drive our risk management initiatives forward. As our Senior Governance Advisor, you'll collaborate closely with our leadership team to embed a strong compliance culture, providing expert guidance on regulatory and risk issues. Your expertise will be invaluable in ensuring our firm...